-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FwAJ0sEu9iwngp7zETwfkBNDvnpSOoqdizD32A6WvHEoQXsu9hHQbzz072y1Pv0K MTf2dDlnkGXWyKyjDOUMww== 0001140361-06-001978.txt : 20060209 0001140361-06-001978.hdr.sgml : 20060209 20060209200937 ACCESSION NUMBER: 0001140361-06-001978 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060209 DATE AS OF CHANGE: 20060209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spencer Stephen CENTRAL INDEX KEY: 0001292114 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31080 FILM NUMBER: 06595133 BUSINESS ADDRESS: BUSINESS PHONE: 707-252-5026 MAIL ADDRESS: STREET 1: NORTH BAY BANCORP STREET 2: P.O. BOX 2200 CITY: NAPA STATE: CA ZIP: 94558-5026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH BAY BANCORP/CA CENTRAL INDEX KEY: 0001102595 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 680434802 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 SOSCOL AVE CITY: NAPA STATE: CA ZIP: 94559 BUSINESS PHONE: 7072578500 MAIL ADDRESS: STREET 1: 1500 SOSCOL AVE CITY: NAPA STATE: CA ZIP: 94559 5 1 doc1.xml FORM 5 X0202 5 2005-12-31 0 1 0 0001102595 NORTH BAY BANCORP/CA NBAN 0001292114 Spencer Stephen 2420 MARTIN ROAD FAIRFIELD CA 94534 1 0 0 0 Common 432 D Common 432 D Common 3 132 D Common 3 432 I Held by spouse w/ stepchild in JT Common 4347 I Solano Gateway Realty, Inc. Profit Sharing Plan Option to Buy 11.49 2001-07-01 2010-06-30 Common 11487 11487 D Option to Buy 16.63 2006-07-01 2013-06-30 Common 595 0 D Option to Buy 21.83 2005-11-01 2014-10-31 Common 3150 1575 D These Shares are being held in JT with Director Spencer's daughter Christina Spencer and are being reported as a Direct holding. These Shares are being held in JT with Director Spencer's daughter Stephanie Spencer and are being reported as a Direct holding. These Shares are held Direct by Stephen Spencer and Patricia Spencer in JT. These Shares are being held in JT with Director Spencer's spouse Patricia Spencer (formerly Patricia Monson) with her daughter Haley Monson and are being reported as an Indirect holding. Stephen Spencer 2006-02-09 -----END PRIVACY-ENHANCED MESSAGE-----