-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OWZc8r0ynRcblTkJdIIriTbXML6cyidwoND718dB5OmS3guYV5YlQKk5Ln5jzvVE fkBe9MevrmKTjsSbzSTH/w== /in/edgar/work/0000950005-00-000788/0000950005-00-000788.txt : 20000713 0000950005-00-000788.hdr.sgml : 20000713 ACCESSION NUMBER: 0000950005-00-000788 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000628 ITEM INFORMATION: FILED AS OF DATE: 20000712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH BAY BANCORP/CA CENTRAL INDEX KEY: 0001102595 STANDARD INDUSTRIAL CLASSIFICATION: [6021 ] IRS NUMBER: 680434802 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 333-93537 FILM NUMBER: 671662 BUSINESS ADDRESS: STREET 1: 1500 SOSCOL AVE CITY: NAPA STATE: CA ZIP: 94559 BUSINESS PHONE: 7072578500 MAIL ADDRESS: STREET 1: 1500 SOSCOL AVE CITY: NAPA STATE: CA ZIP: 94559 8-K 1 0001.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 F O R M 8 - K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 28, 2000 -------------- NORTH BAY BANCORP - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) California 333-93365 68-0434802 ---------------------------------------------------------------------------- (State or other jurisdiction of (Commission (IRS Employer incorporation) File Number) Identification No.) 1500 Soscol Avenue, Napa, California 94559-3045 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (707) 257-8585 --------------------------- N/A - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 5. Other Events. (a) Completion of Stock Offering. On July 6, 2000, North Bay Bancorp issued a press release announcing the successful completion of its $5 million stock offering. Pursuant to the offering, North Bay sold 227,273 shares of its common stock at a price of $22.00 per share. The offering was registered under the Securities Act of 1933 on Registration Statement 333- 93365 which was declared effective on February 9, 2000 and was revised by Registration Statement No. 333-35848 which became effective on filing on April 28, 2000. A copy of the press release is attached to this Current Report as Exhibit 99.1 and incorporated into this report by reference. (b) Appointment of New Directors. On June 28, 2000, the Board of Directors of North Bay Bancorp expanded the number of authorized directors from 8 to 10 and appointed Thomas N. Gavin and Fred J. Hearn to fill the new vacancies. Both Mr. Gavin and Mr. Hearn are directors of Solano Bank (In Organization), a new California State chartered bank being formed by North Bay Bancorp. Item 7. Financial Statements and Exhibits. (b) Exhibits 99.1 Press release announcing completion of public offering of common stock. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: July 6, 2000 NORTH BAY BANCORP /S/ Terry L. Robinson ------------------------------------------ By: Terry L. Robinson, President and Chief Executive Officer (Principal Executive Officer) EX-99.1 2 0002.txt PRESS RELEASE NORTH BAY BANCORP P R E S S R E L E A S E July 7, 2000 North Bay Bancorp, holding company of The Vintage Bank and proposed holding company of Solano Bank (In Organization), has closed its $5 million stock offering as of June 30, 2000. President & CEO Terry L. Robinson stated, "The stock offering has been oversubscribed by approximately $240,000. The purpose of the offering was to develop a base of Solano County investing shareholders and provide a portion of the capital needed for the opening of Solano Bank (In Organization). We are elated with the enthusiasm with which this issue was received; it bodes well for the future of the new bank." Glen C. Terry, President & CEO of Solano Bank (In Organization) added, "The degree of community support for our new bank in Solano County has been very impressive. We are excited at the prospects of opening our doors and restoring our style of community banking to Solano County." Since the offering is limited to a maximum of $5 million, the excess subscriptions cannot be accepted in their entirety. Robinson explained that the excess would be refunded to larger selected subscribers whose investment was made during the offering extension period (after May 31, 2000). Robinson added that all subscribers will become shareholders, although some will be invested at a lower level than that for which they originally subscribed. Stock of North Bay Bancorp is quoted on the Over-The-Counter (OTC) Bulletin Board, Symbol NBAN.OB. EXHIBIT 99.1 -----END PRIVACY-ENHANCED MESSAGE-----