0000899243-18-006639.txt : 20180307
0000899243-18-006639.hdr.sgml : 20180307
20180307163108
ACCESSION NUMBER: 0000899243-18-006639
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180305
FILED AS OF DATE: 20180307
DATE AS OF CHANGE: 20180307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEN 3 PARTNERS INC
CENTRAL INDEX KEY: 0001102545
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37851
FILM NUMBER: 18673705
BUSINESS ADDRESS:
STREET 1: 45 MILK STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEN3 Capital I L P
CENTRAL INDEX KEY: 0001324643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37851
FILM NUMBER: 18673706
BUSINESS ADDRESS:
STREET 1: TEN POST OFFICE SQUARE 9TH FL
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-728-7000
MAIL ADDRESS:
STREET 1: TEN POST OFFICE SQUARE 9TH FL
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEN3 Capital Partners, LLC
CENTRAL INDEX KEY: 0001681392
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37851
FILM NUMBER: 18673707
BUSINESS ADDRESS:
STREET 1: C/O AIRGAIN, INC.
STREET 2: 3611 VALLEY CENTRE DRIVE, SUITE 150
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (760) 579-0200
MAIL ADDRESS:
STREET 1: C/O AIRGAIN, INC.
STREET 2: 3611 VALLEY CENTRE DRIVE, SUITE 150
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIRGAIN INC
CENTRAL INDEX KEY: 0001272842
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 200281763
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3611 VALLEY CENTRE DRIVE
STREET 2: SUITE 150
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (760) 579-0200
MAIL ADDRESS:
STREET 1: 3611 VALLEY CENTRE DRIVE
STREET 2: SUITE 150
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-05
0
0001272842
AIRGAIN INC
AIRG
0001681392
GEN3 Capital Partners, LLC
C/O AIRGAIN, INC.
3611 VALLEY CENTRE DRIVE, SUITE 150
SAN DIEGO
CA
92130
0
0
1
0
0001324643
GEN3 Capital I L P
C/O AIRGAIN, INC.
3611 VALLEY CENTRE DRIVE, SUITE 150
SAN DIEGO
CA
92130
0
0
1
0
0001102545
GEN 3 PARTNERS INC
C/O AIRGAIN, INC.
3611 VALLEY CENTRE DRIVE, SUITE 150
SAN DIEGO
CA
92130
0
0
1
0
Common Stock
2018-03-05
4
S
0
2431
9.2502
D
1060317
I
See Footnotes
Common Stock
2018-03-06
4
S
0
5569
9.25
D
1054748
I
See Footnotes
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.25 to $9.2550. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Following transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 11,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").
The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.
GEN3 Capital Partners, LLC, By: /s/ Haydar Diab, Vice President
2018-03-07
GEN3 Capital I, LP, By: GEN3 Capital Partners, LLC, By: /s/ Haydar Diab, Vice President
2018-03-07
Gen 3 Partners, Inc., By: /s/ Haydar Diab, Vice President
2018-03-07