0001493152-17-000904.txt : 20170130
0001493152-17-000904.hdr.sgml : 20170130
20170130122232
ACCESSION NUMBER: 0001493152-17-000904
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170127
FILED AS OF DATE: 20170130
DATE AS OF CHANGE: 20170130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rhino Resource Partners LP
CENTRAL INDEX KEY: 0001490630
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 272377517
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250
CITY: LEXINGTON
STATE: KY
ZIP: 40503
BUSINESS PHONE: (859) 389-6500
MAIL ADDRESS:
STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250
CITY: LEXINGTON
STATE: KY
ZIP: 40503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUGHS BRIAN
CENTRAL INDEX KEY: 0001655947
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 17556298
MAIL ADDRESS:
STREET 1: 203 SOUTH 3RD ST.
CITY: CANANDIAN
STATE: TX
ZIP: 79014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TUORTO WILLIAM L
CENTRAL INDEX KEY: 0001137038
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 17556299
MAIL ADDRESS:
STREET 1: 56 BROAD STREET
STREET 2: SUITE 2
CITY: CHARLESTON
STATE: SC
ZIP: 29412
FORMER NAME:
FORMER CONFORMED NAME: TUORTO WILLIAM
DATE OF NAME CHANGE: 20010320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Royal Energy Resources, Inc.
CENTRAL INDEX KEY: 0001102392
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 17556300
BUSINESS ADDRESS:
STREET 1: 56 BROAD STREET
STREET 2: SUITE 2
CITY: CHARLESTON
STATE: SC
ZIP: 29401
BUSINESS PHONE: (843) 900-7693
MAIL ADDRESS:
STREET 1: 56 BROAD STREET
STREET 2: SUITE 2
CITY: CHARLESTON
STATE: SC
ZIP: 29401
FORMER NAME:
FORMER CONFORMED NAME: WORLD MARKETING INC
DATE OF NAME CHANGE: 20050808
FORMER NAME:
FORMER CONFORMED NAME: WEBMARKETING INC
DATE OF NAME CHANGE: 20000104
4
1
form4.xml
X0306
4
2017-01-27
0
0001490630
Rhino Resource Partners LP
RHNO
0001102392
Royal Energy Resources, Inc.
56 BROAD STREET, SUITE 2
CHARLESTON
SC
29401
0
0
1
0
0001137038
TUORTO WILLIAM L
56 BROAD STREET, SUITE 2
CHARLESTON
SC
29401
1
1
0
0
Chairman and CEO
0001655947
HUGHS BRIAN
56 BROAD STREET, SUITE 2
CHARLESTON
SC
29401
1
1
0
0
Vice President
Series A Convertible Preferred Units
2017-01-27
4
S
0
50000
10
A
Common Units
150000
D
Series A Convertible Preferred Units
2017-01-27
4
S
0
50000
10
A
Common Units
100000
D
Series A Convertible Preferred Units
2017-01-27
4
S
0
100000
10
A
Common Units
0
D
This form is jointly filed by Royal Energy Resources, Inc. ("Royal Energy"), William L. Tourto and Brian Hughs.
Common units shown as beneficially owned by Royal Energy, William L. Tuorto and Brian Hughs reflect common units owned of record by Royal Energy. Messrs. Tuorto and Hughs, as the controlling persons of Royal Energy, may be deemed to share beneficial ownership of any units beneficially owned by Royal Energy, but disclaim such beneficial ownership.
The issuer has the option to convert the outstanding Series A Preferred Units at any time on or after the time at which the amount of aggregate distributions paid in respect of each Series A Preferred Unit exceeds $10.00 per unit. Each Series A Preferred Unit will convert into a number of common units equal to the quotient (the "Series A Conversion Ratio") of (i) the sum of $10.00 and any unpaid distributions in respect of such Series A Preferred Unit divided by (ii) 75% of the volume-weighted average closing price of the common units for the preceding 90 trading days (the "VWAP"); provided however, that the VWAP will be capped at a minimum of $2.00 and a maximum of $10.00. On December 31, 2021, all outstanding Series A Preferred Units will convert into common units at the then applicable Series A Conversion Ratio.
Royal Energy Resources, Inc. By: /s/ William L. Tuorto
2017-01-30
/s/ William L. Tuorto
2017-01-30
/s/ Brian Hughs
2017-01-30