0001493152-17-000249.txt : 20170109 0001493152-17-000249.hdr.sgml : 20170109 20170109061823 ACCESSION NUMBER: 0001493152-17-000249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170109 DATE AS OF CHANGE: 20170109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rhino Resource Partners LP CENTRAL INDEX KEY: 0001490630 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 272377517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250 CITY: LEXINGTON STATE: KY ZIP: 40503 BUSINESS PHONE: (859) 389-6500 MAIL ADDRESS: STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250 CITY: LEXINGTON STATE: KY ZIP: 40503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHS BRIAN CENTRAL INDEX KEY: 0001655947 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34892 FILM NUMBER: 17515711 MAIL ADDRESS: STREET 1: 203 SOUTH 3RD ST. CITY: CANANDIAN STATE: TX ZIP: 79014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUORTO WILLIAM L CENTRAL INDEX KEY: 0001137038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34892 FILM NUMBER: 17515712 MAIL ADDRESS: STREET 1: 56 BROAD STREET STREET 2: SUITE 2 CITY: CHARLESTON STATE: SC ZIP: 29412 FORMER NAME: FORMER CONFORMED NAME: TUORTO WILLIAM DATE OF NAME CHANGE: 20010320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Royal Energy Resources, Inc. CENTRAL INDEX KEY: 0001102392 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34892 FILM NUMBER: 17515713 BUSINESS ADDRESS: STREET 1: 56 BROAD STREET STREET 2: SUITE 2 CITY: CHARLESTON STATE: SC ZIP: 29401 BUSINESS PHONE: (843) 900-7693 MAIL ADDRESS: STREET 1: 56 BROAD STREET STREET 2: SUITE 2 CITY: CHARLESTON STATE: SC ZIP: 29401 FORMER NAME: FORMER CONFORMED NAME: WORLD MARKETING INC DATE OF NAME CHANGE: 20050808 FORMER NAME: FORMER CONFORMED NAME: WEBMARKETING INC DATE OF NAME CHANGE: 20000104 4 1 form4.xml X0306 4 2016-12-30 0 0001490630 Rhino Resource Partners LP RHNO 0001102392 Royal Energy Resources, Inc. 56 BROAD STREET, SUITE 2 CHARLESTON, SC 29401 0 0 1 0 0001137038 TUORTO WILLIAM L 56 BROAD STREET SUITE 2 CHARLESTON SC 29412 1 1 1 0 Chairman and CEO 0001655947 HUGHS BRIAN 203 SOUTH 3RD ST. CANANDIAN TX 79014 1 0 0 0 Series A Convertible Preferred Units 2016-12-30 4 P 0 200000 10 A Common Units 200000 D This form is jointly filed by Royal Energy Resources, Inc. ("Royal Energy"), William L. Tourto and Brian Hughs. Common units shown as beneficially owned by Royal Energy, William L. Tuorto and Brian Hughs reflect common units owned of record by Royal Energy. Messrs. Tuorto and Hughs, as the controlling persons of Royal Energy, may be deemed to share beneficial ownership of any units beneficially owned by Royal Energy, but disclaim such beneficial ownership. The issuer has the option to convert the outstanding Series A Preferred Units at any time on or after the time at which the amount of aggregate distributions paid in respect of each Series A Preferred Unit exceeds $10.00 per unit. Each Series A Preferred Unit will convert into a number of common units equal to the quotient (the "Series A Conversion Ratio") of (i) the sum of $10.00 and any unpaid distributions in respect of such Series A Preferred Unit divided by (ii) 75% of the volume-weighted average closing price of the common units for the preceding 90 trading days (the "VWAP"); provided however, that the VWAP will be capped at a minimum of $2.00 and a maximum of $10.00. On December 31, 2021, all outstanding Series A Preferred Units will convert into common units at the then applicable Series A Conversion Ratio. Royal Energy Resources, Inc. By: /s/ William L. Tuorto 2017-01-09 /s/ William L. Tuorto 2017-01-09 /s/ Brian Hughs 2017-01-09