FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
FIRST COMMUNITY BANCORP /CA/ [ FCBP ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/28/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 07/30/2003 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 07/28/2003(1) | M(1) | 3,530(1) | A | $5.06(1) | 74,960(1) | I | By the Reporting Person and his spouse, as trustees of The Sporrer Family Trust | ||
Common Stock | 07/30/2003(3) | A(3) | 5,000(3) | A | (4) | 5,000(3) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (Right to Buy) | $5.06 | 07/28/2003 | M | 3,530 | 03/07/2002 | 12/07/2006 | Common Stock | 3,530 | $5.06 | 5,000(2) | D |
Explanation of Responses: |
1. Table I of this Form 4 discloses (a) the previously reported purchase by the Reporting Person of 3,530 shares upon the exercise of a stock option on July 28, 2003, and (b) the receipt of a grant of 5,000 shares of restricted stock on July 30, 2003. The 3,530 shares are held indirectly in the name of the trustees of The Sporrer Family Trust, together with an additional 71,430 shares previously reported. In addition, the Reporting Person beneficially owns 8,000 shares previously reported as being held indirectly by the Reporting Person as trustee, and an additional 6,034 shares previously reported as being held indirectly by the Reporting Person as trustee. The Reporting Person disclaims any beneficial ownership of the 100 shares previously reported as having been purchased by his son, Tyler Sporrer. The grant of 5,000 shares of restricted stock was previously reported in Table II of the Form 4 filed by the Reporting Person on July 30, 2003. Please see footnote 3. |
2. After the reported exercise of 3,530 options, the Reporting Person beneficially owns 5,000 options convertible into the Issuer's Common Stock. The 5,000 options have an exercise price of $26.81, and have vested or will vest in one-third increments on July 24, 2003, 2004 and 2005. |
3. On July 30, 2003, the Reporting Person filed a Form 4 which reported his receipt of a grant of 5,000 shares of Performance Stock. The 5,000 shares previously reported in Table II as Performance Stock should have been reported as an acquisition of restricted stock in Table I. This Form 4/A amends Table I to disclose the grant of the 5,000 shares of restricted stock to the Reporting Person on July 30, 2003, and amends Table II to delete the description of the grant of Performance Stock. |
4. Not applicable. The reported transaction is a grant of shares of restricted stock. |
/s/ Robert H. Sporrer | 09/09/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |