0001104659-20-076270.txt : 20200624 0001104659-20-076270.hdr.sgml : 20200624 20200624083044 ACCESSION NUMBER: 0001104659-20-076270 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20200622 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20200624 DATE AS OF CHANGE: 20200624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACWEST BANCORP CENTRAL INDEX KEY: 0001102112 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330885320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36408 FILM NUMBER: 20983940 BUSINESS ADDRESS: STREET 1: 130 S. STATE COLLEGE BLVD. CITY: BREA STATE: CA ZIP: 92821 BUSINESS PHONE: (310) 887-8500 MAIL ADDRESS: STREET 1: 130 S. STATE COLLEGE BLVD. CITY: BREA STATE: CA ZIP: 92821 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMUNITY BANCORP /CA/ DATE OF NAME CHANGE: 19991229 8-K 1 tm2023061-2_8k.htm FORM 8-K
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest

event reported) June 22, 2020

 

PacWest Bancorp

(Exact name of registrant as specified in its charter)

 

 

Delaware   001-36408   33-0885320
(State of   (Commission File Number)   (IRS Employer
Incorporation)       Identification No.)

 

9701 Wilshire Blvd., Suite 700, Beverly Hills, California 90212

(Address of principal executive offices and zip code)

 

(310) 887-8500

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Common Stock, par value $0.01 per share

   PACW  

The Nasdaq Stock Market, LLC

(Title of Each Class)   (Trading Symbol)   (Name of Exchange on Which Registered)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230-425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Departure of Chief Financial Officer

 

On June 22, 2020, Patrick J. Rusnak notified PacWest Bancorp (the “Company”) of his resignation as the Company’s Chief Financial Officer in order to pursue other interests. Mr. Rusnak’s resignation will be effective January 1, 2021.

 

Appointment of Chief Financial Officer

 

On June 22, 2020, the Board of Directors (the “Board”) appointed Bart R. Olson as the Company’s Chief Financial Officer, effective January 1, 2021. Mr. Olson, 52, joined the Company in February 2017 as Executive Vice President and Chief Accounting Officer. He also serves as Executive Vice President and Chief Accounting Officer of Pacific Western Bank. Prior to joining the Company, Mr. Olson served as a Managing Director at Credit Suisse Group where he was the Global Head of Liquidity Measurement and Reporting from March 2014 to February 2017 and served as the Deputy Controller Americas Region from May 2013 to March 2014. Mr. Olson spent twenty three years in public accounting, including fifteen years with KPMG LLP from 1998 to 2013, nine of which were as an audit partner. Mr. Olson is a licensed Certified Public Accountant in California.

 

There is no family relationship between Mr. Olson and any other director or executive officer of the Company. Mr. Olson has no direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.

 

Appointment of Chief Accounting Officer

 

On June 22, 2020, the Board appointed Monica L. Sparks as the Company’s Chief Accounting Officer. Ms. Sparks’ employment with the Company will commence August 24, 2020, and her appointment as the Principal Accounting Officer will be effective March 1, 2021. Ms. Sparks, 40, previously served as Senior Vice President and Chief Accounting Officer of American Business Bank from 2018 to 2020. Ms. Sparks also served as Senior Vice President and Chief Accounting Officer of Hope Bancorp from 2017 to 2018 and Senior Vice President and Controller of CU Bancorp from 2014 to 2017. Ms. Sparks has also held various senior accounting roles with KPMG between 2001 and 2014. Ms. Sparks has a B.A. degree in Business Economics from UCLA and is a licensed Certified Public Accountant in California.

 

Pursuant to the Company’s offer letter with Ms. Sparks, Ms. Sparks will receive a base salary of $250,000.00 annually and is eligible to receive a discretionary target bonus up to 100% of her base salary in accordance with the Company’s compensation cycle and subject to her being an employee on the payment date. Ms. Sparks will also receive restricted stock valued at $150,000.00, which will vest ratably over a four-year period and is subject to the terms of the PacWest Bancorp 2017 Stock Incentive Plan. Ms. Sparks will also participate in the Company’s long term incentive program and is eligible for restricted stock grants valued at one times her base salary, as well as other compensation programs and benefit plans provided to other executives of the Company, as described in the Company’s Proxy statement for its 2020 Annual Meeting of Stockholders filed with the Commission on March 27, 2020.

 

There is no family relationship between Ms. Sparks and any other director or executive officer of the Company. Ms. Sparks has no direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  PACWEST BANCORP
 
Date: June 24, 2020 By: /s/ Kori L. Ogrosky
  Name:   Kori L. Ogrosky
  Title: Executive Vice President, General Counsel
    and Corporate Secretary

 

 

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Cover
Jun. 22, 2020
Cover [Abstract]  
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Document Period End Date Jun. 22, 2020
Entity File Number 001-36408
Entity Registrant Name PacWest Bancorp
Entity Central Index Key 0001102112
Entity Tax Identification Number 33-0885320
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 9701 Wilshire Blvd.
Entity Address, Address Line Two Suite 700
Entity Address, City or Town Beverly Hills
Entity Address, State or Province CA
Entity Address, Postal Zip Code 90212
City Area Code 310
Local Phone Number 887-8500
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, par value $0.01 per share
Trading Symbol PACW
Security Exchange Name NASDAQ
Entity Emerging Growth Company false