-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OwksN73A8TIXjhBXYNHtFjCoXV7TcxGa9eowT88QbsKlDu8ftk0xi4GxPJTJtNv6 Z5oyoxqX5M5buxwD16HnCg== 0001104659-09-003556.txt : 20090122 0001104659-09-003556.hdr.sgml : 20090122 20090122191210 ACCESSION NUMBER: 0001104659-09-003556 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090114 FILED AS OF DATE: 20090122 DATE AS OF CHANGE: 20090122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACWEST BANCORP CENTRAL INDEX KEY: 0001102112 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330885320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6110 EL TORDO CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 8587563023 MAIL ADDRESS: STREET 1: 275 NORTH BREA BLVD CITY: BREA STATE: CA ZIP: 92821 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMUNITY BANCORP /CA/ DATE OF NAME CHANGE: 19991229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludwig Eugene CENTRAL INDEX KEY: 0001453863 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30747 FILM NUMBER: 09540170 BUSINESS ADDRESS: BUSINESS PHONE: 212-542-6868 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 40TH FLOOR WEST STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CapGen Capital Group II LLC CENTRAL INDEX KEY: 0001453861 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30747 FILM NUMBER: 09540171 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 40TH FLOOR WEST STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-542-6868 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 40TH FLOOR WEST STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CapGen Capital Group II LP CENTRAL INDEX KEY: 0001453862 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30747 FILM NUMBER: 09540172 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 40TH FLOOR WEST STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-542-6868 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 40TH FLOOR WEST STREET 2: SUITE 401 CITY: NEW YORK STATE: NY ZIP: 10017 3 1 a3.xml 3 X0203 3 2009-01-14 0 0001102112 PACWEST BANCORP PACW 0001453862 CapGen Capital Group II LP 280 PARK AVENUE 40TH FLOOR WEST SUITE 401 NEW YORK NY 10017 0 0 1 0 0001453861 CapGen Capital Group II LLC 280 PARK AVENUE 40TH FLOOR WEST SUITE 401 NEW YORK NY 10017 0 0 1 0 0001453863 Ludwig Eugene 280 PARK AVENUE 40TH FLOOR WEST SUITE 401 NEW YORK NY 10017 0 0 1 0 Common Stock, par value $0.01 per share 3846153 D This Form 3 is filed on behalf of CapGen Capital Group II LP ("CapGen LP"), CapGen Capital Group II LLC ("CapGen LLC") and Mr. Eugene A. Ludwig. CapGen LLC is the sole general partner of CapGen LP. Mr. Eugene A. Ludwig is the managing member of CapGen LLC. As of January 14, 2009, CapGen LP directly owned 3,846,153 shares of common stock, par value $0.01, of PacWest Bancorp ("Common Stock"). As the sole general partner of CapGen LP, CapGen LLC may be deemed to be the indirect beneficial owner of such shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest. As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Ludwig disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Exhibit 99.1 - Joint Filer Information /s/ Eugene A. Ludwig, the managing member of CapGen Capital Group II LLC, the general partner of CapGen Capital Group II LP 2009-01-22 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Joint Filer Information

 

Form 3

 

Designated Filer: CapGen Capital Group II LP

 

Other Joint Filers (names and addresses):

 

CapGen Capital Group II LLC

c/o CapGen Capital Group II LP

280 Park Avenue

40th Floor West, Suite 401

New York, New York 10017

 

Mr. Eugene A. Ludwig

c/o CapGen Capital Group II LP

280 Park Avenue

40th Floor West, Suite 401

New York, New York 10017

 

Date of Event Requiring Statement: January 14, 2009

 

Issuer Name and Ticker or Trading Symbol: PacWest Bancorp (PACW)

 


 

Signatures:

 

 

CAPGEN CAPITAL GROUP II LP

 

 

 

 

 

 

 

By:

CAPGEN CAPITAL GROUP II LLC,

 

 

its general partner

 

 

 

 

 

 

By:

/s/ Eugene A. Ludwig

 

Name: Eugene A. Ludwig

 

Title: Managing Member

 

 

 

 

 

 

 

CAPGEN CAPITAL GROUP II LLC

 

 

 

 

 

 

By:

/s/ Eugene A. Ludwig

 

Name: Eugene A. Ludwig

 

Title: Managing Member

 

 

 

 

 

 

 

EUGENE A. LUDWIG

 

 

 

 

 

 

By:

/s/ Eugene A. Ludwig

 

Name: Eugene A. Ludwig

 

 

 

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