0000903423-19-000299.txt : 20190712
0000903423-19-000299.hdr.sgml : 20190712
20190712204021
ACCESSION NUMBER: 0000903423-19-000299
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190710
FILED AS OF DATE: 20190712
DATE AS OF CHANGE: 20190712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIKING GLOBAL PERFORMANCE LLC
CENTRAL INDEX KEY: 0001132625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953975
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-863-5000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: VIKING GLOBAL PERFORMANC LLC
DATE OF NAME CHANGE: 20010117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Viking Global Equities LP
CENTRAL INDEX KEY: 0001101785
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953976
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-863-5000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: VIKING GLOBAL EQUITIES LP
DATE OF NAME CHANGE: 20010122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Viking Global Equities II LP
CENTRAL INDEX KEY: 0001413378
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953977
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: Greenwich
STATE: ct
ZIP: 06830
BUSINESS PHONE: 203-863-5000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: Greenwich
STATE: ct
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: VIKING GLOBAL EQUITIES II LP
DATE OF NAME CHANGE: 20070924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VGE III Portfolio Ltd.
CENTRAL INDEX KEY: 0001621620
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953978
BUSINESS ADDRESS:
STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN)
STREET 2: CRICKET SQ, HUTCHINS DR, PO BOX 2681
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1111
BUSINESS PHONE: 441-295-9166
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN)
STREET 2: CRICKET SQ, HUTCHINS DR, PO BOX 2681
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Viking Global Equities Master Ltd.
CENTRAL INDEX KEY: 0001759530
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953979
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-863-5000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Viking Long Fund GP LLC
CENTRAL INDEX KEY: 0001621607
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953980
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 863-5000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Viking Long Fund Master Ltd.
CENTRAL INDEX KEY: 0001621596
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953981
BUSINESS ADDRESS:
STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN)
STREET 2: CICKET SQ, HUTCHINS DR, PO BOX 2681
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1111
BUSINESS PHONE: 441-295-9166
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN)
STREET 2: CICKET SQ, HUTCHINS DR, PO BOX 2681
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALVORSEN OLE ANDREAS
CENTRAL INDEX KEY: 0001133006
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953982
MAIL ADDRESS:
STREET 1: C/O VIKING GLOBAL INVESTORS LP
STREET 2: 280 PARK AVE 35TH
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ott David C.
CENTRAL INDEX KEY: 0001621842
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953983
MAIL ADDRESS:
STREET 1: C/O VIKING GLOBAL INVESTORS LP
STREET 2: 280 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shabet Rose Sharon
CENTRAL INDEX KEY: 0001711393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34949
FILM NUMBER: 19953984
MAIL ADDRESS:
STREET 1: C/O VIKING GLOBAL INVESTORS LP
STREET 2: 280 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arbutus Biopharma Corp
CENTRAL INDEX KEY: 0001447028
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 980597776
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100-8900 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 5J8
BUSINESS PHONE: 604-419-3200
MAIL ADDRESS:
STREET 1: 100-8900 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 5J8
FORMER COMPANY:
FORMER CONFORMED NAME: TEKMIRA PHARMACEUTICALS Corp
DATE OF NAME CHANGE: 20110607
FORMER COMPANY:
FORMER CONFORMED NAME: TEKMIRA PHARMACEUTICALS CORP
DATE OF NAME CHANGE: 20081003
4
1
urov4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-07-10
1
0001447028
Arbutus Biopharma Corp
ABUS
0001132625
VIKING GLOBAL PERFORMANCE LLC
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
0001101785
Viking Global Equities LP
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
0001413378
Viking Global Equities II LP
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
0001621620
VGE III Portfolio Ltd.
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
0001759530
Viking Global Equities Master Ltd.
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
0001621607
Viking Long Fund GP LLC
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
0001621596
Viking Long Fund Master Ltd.
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
0001133006
HALVORSEN OLE ANDREAS
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
0001621842
Ott David C.
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
0001711393
Shabet Rose Sharon
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
0
1
Former 10% Owner
This Form 4 relates to the Common Shares, no par value (the "Common Shares"), of Arbutus Biopharma Corporation (the "Issuer"). On July 10, 2019, the board of directors of Roivant Sciences Ltd. ("Roivant") adopted changes to Roivant's internal governance concerning the disposition of the Common Shares and other matters relating to oversight of Roivant's business and governance. Following the amendments adopted on July 10, 2019, disposition of the Common Shares requires either the approval of a majority of Roivant's board, including (i) at least two directors meeting certain independence criteria (each, an "Independent Director" and, collectively, the "Independent Directors") or, (ii) if there is only one Independent Director, that sole Independent Director. Andrew Lo and Patrick Machado are currently Independent Directors of Roivant. However, the vote of a majority of Roivant's shareholders holding 5% or more of Roivant's shares (other than Vivek Ramaswamy) may override certain decisions of Roivant's board of directors, including with respect to dispositions of Common Shares. As a result of these changes, the Reporting Persons and other major shareholders of Roivant no longer have the individual right to veto dispositive decisions of Roivant's board of directors regarding disposition of the Common Shares, and so have ceased to have beneficial ownership of the Common Shares directly owned by Roivant. Roivant's ownership of the Issuer's Common Shares remains unchanged and this filing is not being made as a result of the purchase or sale of Common Shares of the Issuer by any party, including the Reporting Persons.
/s/ O. Andreas Halvorsen
2019-07-12
/s/ David C. Ott
2019-07-12
/s/ Rose S. Shabet
2019-07-12