dzsi-s8.htm

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

This Registration Statement on Form S-8, relating to the 2017 Incentive Award Plan (the “2017 Plan”) of DZS Inc. (the “Registrant”), is being filed for the purpose of registering additional securities of the same class as other securities for which a Registration Statement on Form S-8 relating to the 2017 Plan has previously been filed and is effective. Pursuant to General Instruction E to Form S-8, except as otherwise set forth below, this Registration Statement incorporates by reference the contents of the Registration Statement on Form S-8, File No. 333-221568, relating to the 2017 Plan filed by the Registrant with the Securities and Exchange Commission on November 15, 2017.


Exhibit Number	Exhibit Description	Form	Exhibit	Filing Date	Filed or Furnished Herewith

5.1	Opinion of Grable Martin Fulton PLLC				X

23.1	Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm				X

23.2	Consent of Grant Thornton LLP, Independent Registered Public Accounting Firm				X

23.3	Consent of Grable Martin Fulton PLLC (included in Exhibit 5.1)				X

24.1	Power of Attorney (included on the signature page of this Registration Statement)				X

99.1	DASAN Zhone Solutions, Inc. 2017 Incentive Award Plan	8-K	10.1	January 10, 2017

99.2	Amendment to DASAN Zhone Solutions, Inc. 2017 Incentive Award Plan	10-K	10.1.1	March 12, 2019

99.3	Form of Stock Option Agreement for the DASAN Zhone Solutions, Inc. 2017 Incentive Award Plan	8-K	10.2	January 10, 2017

99.4	Form of Restricted Stock Unit Award Agreement for the DASAN Zhone Solutions, Inc. 2017 Incentive Award Plan	10-K	10.1	September 27, 2017

107	Filing Fee Table				X

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Plano, State of Texas on this 9^h day of March, 2022.

We, the undersigned officers and directors of DZS Inc., hereby severally constitute and appoint Charles D. Vogt, Misty Kawecki and Justin K. Ferguson, and each of them singly (with full power to each of them to act alone), our true and lawful attorneys with full power of substitution and resubstitution in each of them for him or her and in his or her name, place and stead, and in any and all capacities, to sign for us and in our names in the capacities indicated below, the registration statement on Form S-8 filed herewith and any and all subsequent amendments to said registration statement, and generally to do all such things in our names and on our behalf in our capacities as officers and directors to enable DZS Inc. to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission, hereby ratifying and confirming our signatures as they may be signed by our said attorneys, or any of them, to said registration statement and any and all amendments thereto.

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

Signature	Title	Date

/s/ Charles Daniel Vogt	President, Chief Executive Officer (Principal Executive Officer) and Director	March 9, 2022
Charles Daniel Vogt

/s/ Misty Kawecki	Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)	March 9, 2022
Misty Kawecki

/s Min Woo Nam	Chairman of the Board of Directors	March 9, 2022
Min Woo Nam

/s/ Matt Bross	Director	March 9, 2022
Matt Bross

/s/ David Schopp	Director	March 9, 2022
David Schopp

/s/ Barbara Carbone	Director	March 9, 2022
Barbara Carbone

/s/ Joon Kyung Kim	Director	March 9, 2022
Joon Kyung Kim

/s/ Choon Yul Yoo	Director	March 9, 2022
Choon Yul Yoo


Delaware	22-3509099
(State or Other Jurisdiction of Incorporation)	(I.R.S. Employer Identification No.)

5700 Tennyson Parkway, Suite 400
Plano, TX	75024
(Address of Principal Executive Offices)	(Zip Code)


Large accelerated filer	☐	Accelerated filer	☒
Non-accelerated filer	☐	Smaller reporting company	☐
		Emerging growth company	☐


DZS INC.

By:		/s/ Charles Daniel Vogt
		Charles Daniel Vogt
		President, Chief Executive Officer and Director