0001209191-22-040834.txt : 20220705 0001209191-22-040834.hdr.sgml : 20220705 20220705172317 ACCESSION NUMBER: 0001209191-22-040834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220701 FILED AS OF DATE: 20220705 DATE AS OF CHANGE: 20220705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOGT CHARLES D CENTRAL INDEX KEY: 0001283689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 221066449 MAIL ADDRESS: STREET 1: TEKELEC STREET 2: 26580 WEST AGOURA ROAD CITY: CALABASAS STATE: CA ZIP: 91302 FORMER NAME: FORMER CONFORMED NAME: VOGT CHARLES DATE OF NAME CHANGE: 20040315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-07-01 0 0001101680 DZS INC. DZSI 0001283689 VOGT CHARLES D C/O DZS INC. 5700 TENNYSON PKWY, 4TH FLOOR PLANO TX 75024 1 1 0 0 President & CEO Common Stock 2022-07-01 4 M 0 66666 0.00 A 86708 D Common Stock 2022-07-01 4 F 0 23003 15.97 D 63705 D Restricted Stock Units 2022-07-01 4 A 0 200376 A Common Stock 200376 200376 D Restricted Stock Units 2022-07-01 4 M 0 66666 D Common Stock 66666 133334 D This is the first vesting of the restricted stock units issued on July 1, 2021. Two remaining equal vesting will occur on July 1, 2023 and 2024, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive on share of the issuer's common stock upon vesting. Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units. These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and will vest in three equal installments on July 1, 2023, 2024, and 2025, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. /s/Laura Larsen-Misunas as Power of Attorney 2022-07-05