0001209191-22-040785.txt : 20220705
0001209191-22-040785.hdr.sgml : 20220705
20220705170056
ACCESSION NUMBER: 0001209191-22-040785
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220705
DATE AS OF CHANGE: 20220705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bross Matthew W
CENTRAL INDEX KEY: 0001599956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 221066100
MAIL ADDRESS:
STREET 1: C/O 4 TECHNOLOGY PARK DRIVE
CITY: WESTFORD
STATE: MA
ZIP: 01886
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-30
0
0001101680
DZS INC.
DZSI
0001599956
Bross Matthew W
C/O DZS INC.
5700 TENNYSON PARKWAY, 4TH FLOOR
PLANO
TX
75024
1
0
0
0
Common Stock
2022-06-30
4
M
0
972
0.00
A
6219
D
Restricted Stock Units
2022-06-30
4
M
0
972
D
Common Stock
972
1945
D
Restricted Stock Units
2022-07-01
4
A
0
1095
A
Common Stock
1095
1095
D
This represents the second vesting on June 30, 2022 in the amount of 972 units for a total amount vested of 1,944 of the restricted stock units issued on January 3, 2022. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and will vest in two equal installments on September 30, 2022 and December 31, 2022, subject to the reporting person's continued participation on the board of the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
/s/Laura Larsen-Misunas as Power of Attorney
2022-07-05