0001209191-22-036735.txt : 20220614
0001209191-22-036735.hdr.sgml : 20220614
20220614165915
ACCESSION NUMBER: 0001209191-22-036735
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220610
FILED AS OF DATE: 20220614
DATE AS OF CHANGE: 20220614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferguson Justin K.
CENTRAL INDEX KEY: 0001655819
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 221015561
MAIL ADDRESS:
STREET 1: C/O DZS INC.
STREET 2: 5700 TENNYSON PARKWAY SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-10
0
0001101680
DZS INC.
DZSI
0001655819
Ferguson Justin K.
C/O DZS INC.
5700 TENNYSON PKWY, 4TH FLOOR
PLANO
TX
75024
0
1
0
0
Chief Legal Officer
Common Stock
2022-06-10
4
M
0
12500
0.00
A
20962
D
Common Stock
2022-06-10
4
F
0
4028
17.80
D
16934
D
Restricted Stock Units
2022-06-10
4
M
0
12500
D
Common Stock
12500
12500
D
This is the second vesting of the restricted stock units issued on October 5, 2020. One remaining equal vesting will occur on June 10, 2023, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive on share of the issuer's common stock upon vesting.
Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units.
/s/Laura Larsen-Misunas as Power of Attorney
2022-06-14