0001209191-22-036735.txt : 20220614 0001209191-22-036735.hdr.sgml : 20220614 20220614165915 ACCESSION NUMBER: 0001209191-22-036735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220610 FILED AS OF DATE: 20220614 DATE AS OF CHANGE: 20220614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferguson Justin K. CENTRAL INDEX KEY: 0001655819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 221015561 MAIL ADDRESS: STREET 1: C/O DZS INC. STREET 2: 5700 TENNYSON PARKWAY SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-10 0 0001101680 DZS INC. DZSI 0001655819 Ferguson Justin K. C/O DZS INC. 5700 TENNYSON PKWY, 4TH FLOOR PLANO TX 75024 0 1 0 0 Chief Legal Officer Common Stock 2022-06-10 4 M 0 12500 0.00 A 20962 D Common Stock 2022-06-10 4 F 0 4028 17.80 D 16934 D Restricted Stock Units 2022-06-10 4 M 0 12500 D Common Stock 12500 12500 D This is the second vesting of the restricted stock units issued on October 5, 2020. One remaining equal vesting will occur on June 10, 2023, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive on share of the issuer's common stock upon vesting. Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units. /s/Laura Larsen-Misunas as Power of Attorney 2022-06-14