0001209191-22-000578.txt : 20220104 0001209191-22-000578.hdr.sgml : 20220104 20220104143826 ACCESSION NUMBER: 0001209191-22-000578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nam Min Woo CENTRAL INDEX KEY: 0001683547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 22505314 MAIL ADDRESS: STREET 1: C/O ZHONE TECHNOLOGIES, INC. STREET 2: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-31 0 0001101680 DZS INC. DZSI 0001683547 Nam Min Woo C/O DZS INC. 5700 TENNYSON PKWY, 4TH FLOOR PLANO TX 75024 1 0 0 0 Common Stock 2021-12-31 4 M 0 1071 0.00 A 23071 D Restricted Stock Units 2021-12-31 4 M 0 1071 D Common Stock 1071 0 D Restricted Stock Units 2022-01-03 4 M 0 3889 A Common Stock 3889 3889 D This represents the fourth vesting on December 31, 2021 in the amount of 1,071 units for a total amount vested of 4,275 of the restricted stock units issued on January 4, 2021. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. Represents restricted stock units issued to the reporting person that will vest in four equal installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022, subject to the reporting person's continued service to the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the company's common stock upon vesting. /s/Laura Larsen-Misunas as Power of Attorney 2022-01-04