0001209191-21-044834.txt : 20210702 0001209191-21-044834.hdr.sgml : 20210702 20210702150456 ACCESSION NUMBER: 0001209191-21-044834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210702 DATE AS OF CHANGE: 20210702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Joon Kyung CENTRAL INDEX KEY: 0001789837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 211069503 MAIL ADDRESS: STREET 1: 3200 WILSHIRE BLVD STE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-31 0 0001101680 DZS INC. DZSI 0001789837 Kim Joon Kyung C/O DZS INC. 5700 TENNYSON PKWY, 4TH FLOOR PLANO TX 75024 1 0 0 0 Common Stock 2021-03-31 4 M 0 1068 0.00 A 8249 D Common Stock 2021-06-30 4 M 0 1068 0.00 A 9317 D Restricted Stock Units 2021-03-31 4 M 0 1068 D Common Shares 1068 3207 D Restricted Stock Units 2021-06-30 4 M 0 1068 D Common Shares 1068 2139 D This represents the first vesting on March 31, 2021 in the amount of 1,068 units and the second vesting on June 30, 2021 in the amount of 1,068 shares for a total amount vested of 2,136 of the restricted stock units issued on January 4, 2021. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. /s/Laura Larsen-Misunas as Power of Attorney 2021-07-02