0001209191-21-044831.txt : 20210702
0001209191-21-044831.hdr.sgml : 20210702
20210702150046
ACCESSION NUMBER: 0001209191-21-044831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carbone Barbara
CENTRAL INDEX KEY: 0001822841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 211069481
MAIL ADDRESS:
STREET 1: 120 BROADWAY
STREET 2: SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-31
0
0001101680
DZS INC.
DZSI
0001822841
Carbone Barbara
C/O DZS INC.
5700 TENNYSON PARKWAY, 4TH FLOOR
PLANO
TX
75024
1
0
0
0
Common Stock
2021-03-31
4
M
0
1068
0.00
A
1068
D
Common Stock
2021-06-30
4
M
0
1068
0.00
A
2136
D
Restricted Stock Units
2021-03-31
4
M
0
1068
D
Common Stock
1068
3207
D
Restricted Stock Units
2021-06-30
4
M
0
1068
D
Common Stock
1068
2139
D
This represents the first vesting on March 31, 2021 in the amount of 1,068 units and the second vesting on June 30, 2021 in the amount of 1,068 shares for a total amount vested of 2,136 of the restricted stock units issued on January 4, 2021. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
/s/Laura Larsen-Misunas as Power of Attorney
2021-07-02