0001209191-21-040279.txt : 20210614
0001209191-21-040279.hdr.sgml : 20210614
20210614171713
ACCESSION NUMBER: 0001209191-21-040279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210610
FILED AS OF DATE: 20210614
DATE AS OF CHANGE: 20210614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOGT CHARLES D
CENTRAL INDEX KEY: 0001283689
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 211015506
MAIL ADDRESS:
STREET 1: TEKELEC
STREET 2: 26580 WEST AGOURA ROAD
CITY: CALABASAS
STATE: CA
ZIP: 91302
FORMER NAME:
FORMER CONFORMED NAME: VOGT CHARLES
DATE OF NAME CHANGE: 20040315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-10
0
0001101680
DZS INC.
DZSI
0001283689
VOGT CHARLES D
C/O DZS INC.
5700 TENNYSON PKWY, 4TH FLOOR
PLANO
TX
75024
1
1
0
0
President & CEO
Common Stock
2021-06-10
4
M
0
14814
0.00
A
14814
D
Common Stock
2021-06-10
4
F
0
4793
19.97
D
10021
D
Restricted Stock Units
2021-06-10
4
M
0
14814
D
Common Stock
14814
29630
D
This is the first vesting of the restricted stock units issued on August 1, 2020. Two remaining equal vestings will occur on June 10, 2022 and 2023, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive on share of the issuer's common stock upon vesting.
Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units.
/s/Laura Larsen-Misunas as Power of Attorney
2021-06-14