0001209191-19-057645.txt : 20191121
0001209191-19-057645.hdr.sgml : 20191121
20191121181912
ACCESSION NUMBER: 0001209191-19-057645
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191120
FILED AS OF DATE: 20191121
DATE AS OF CHANGE: 20191121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yim Philip
CENTRAL INDEX KEY: 0001776147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 191238258
MAIL ADDRESS:
STREET 1: C/O DASAN ZHONE SOLUTIONS, INC.
STREET 2: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
BUSINESS PHONE: 5107777000
MAIL ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-20
0
0001101680
DASAN ZHONE SOLUTIONS INC
DZSI
0001776147
Yim Philip
C/O DASAN ZHONE SOLUTIONS, INC.
7195 OAKPORT ST.
OAKLAND
CA
94621
0
1
0
0
Chief Operating Officer
Common Stock
2019-11-20
4
P
0
5000
7.6964
A
5000
D
The Price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.61 to $7.70 per share. Mr. Yim has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
/s/Laura Larsen-Misunas as Power of Attorney
2019-11-21
EX-24.4_880611
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned hereby makes,
constitutes and appoints Laura Larsen-Misunas and Alex Yastremski, and each of
them, as the undersigned's true and lawful attorney-in-fact (the "Attorney-in
Fact"), with full power of substitution and resubstitution, each with the power
to act alone for the undersigned and in the undersigned's name, place and stead,
in any and all capacities to:
1. prepare, execute and file with the Securities and Exchange Commission, any
national securities exchange or securities quotation system and Dasan Zhone
Solutions, Inc. (the "Company") any and all reports (including any amendment
thereto) of the undersigned required or considered advisable under Section 16(a)
of the Securities Exchange Act of 1934 (the "Exchange Act") and the rules and
regulations thereunder, with respect to the equity securities of the Company,
including Forms 3, 4 and 5; and
2. obtain, as the undersigned's representative and on the undersigned's behalf,
information regarding transactions in the Company's equity securities from any
third party, and the undersigned hereby authorizes any such third party to
release any such information to the Attorney-in-Fact.
The undersigned acknowledges that:
1. this Limited Power of Attorney authorizes, but does not require, the
Attorney-in-Fact to act at his or her discretion on information provided to such
Attorney-in-Fact without independent verification of such information;
2. any documents prepared or executed by the Attorney-in-Fact on behalf of the
undersigned pursuant to this Limited Power of Attorney will be in such form and
will contain such information as the Attorney-in-Fact, in his or her discretion,
deems necessary or desirable;
3. neither the Company nor the Attorney-in-Fact assumes any liability for the
undersigned's responsibility to comply with the requirements of Section 16 of
the Exchange Act, any liability of the undersigned for any failure to comply
with such requirements , or any liability of the undersigned for disgorgement of
profits under Section 16(b) of the Exchange Act; and
4. this Limited Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under Section
16 of the Exchange Act, including, without, limitation, the reporting
requirements under Section 16(a) of the Exchange Act.
The undersigned hereby grants to the Attorney-in-Fact full power and authority
to do and perform each and every act and thing requisite, necessary or
convenient to be done in connection with the foregoing, as fully, to all intents
and purposes, as the undersigned might or could do in person, hereby ratifying
and confirming all that the Attorney-in -Fact, or his or her substitute or
substitutes, shall lawfully do or cause to be done by authority of this Limited
Power of Attorney.
This Limited Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 4 or 5 with respect to the
undersigned's transactions in equity securities of the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the
Attorney-in-Fact.
This Limited Power of Attorney shall be governed and construed in accordance the
laws of the State of California without regard to conflict-of-law principles .
IN WITNESS WHEREOF, the undersigned has executed this Limited Power of Attorney
as of May 7, 2019.
/s/ Philip Yim
Philip Yim