0001209191-19-030357.txt : 20190516
0001209191-19-030357.hdr.sgml : 20190516
20190516161951
ACCESSION NUMBER: 0001209191-19-030357
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190514
FILED AS OF DATE: 20190516
DATE AS OF CHANGE: 20190516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONNORS MICHAEL
CENTRAL INDEX KEY: 0001240459
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 19832484
MAIL ADDRESS:
STREET 1: C/O ZHONE TECHNOLOGIES
STREET 2: 7001 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
BUSINESS PHONE: 5107777000
MAIL ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-14
0
0001101680
DASAN ZHONE SOLUTIONS INC
DZSI
0001240459
CONNORS MICHAEL
C/O DASAN ZHONE SOLUTIONS, INC.
7195 OAKPORT ST.
OAKLAND
CA
94621
1
0
0
0
Common Stock
2019-05-14
4
M
0
10000
4.45
A
50259
D
Stock Option (Right to Buy)
4.45
2019-05-14
4
M
0
10000
4.45
D
2019-05-22
Common Stock
10000
0
D
The Options, representing a right to purchase 10,000 shares (after giving effect to the reverse stock split), became exercisable in 48 equal installments beginning on June 22, 2012.
/s/Laura Larsen-Misunas as Power of Attorney
2019-05-16