0001209191-19-030357.txt : 20190516 0001209191-19-030357.hdr.sgml : 20190516 20190516161951 ACCESSION NUMBER: 0001209191-19-030357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190514 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONNORS MICHAEL CENTRAL INDEX KEY: 0001240459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 19832484 MAIL ADDRESS: STREET 1: C/O ZHONE TECHNOLOGIES STREET 2: 7001 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DASAN ZHONE SOLUTIONS INC CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 BUSINESS PHONE: 5107777000 MAIL ADDRESS: STREET 1: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-14 0 0001101680 DASAN ZHONE SOLUTIONS INC DZSI 0001240459 CONNORS MICHAEL C/O DASAN ZHONE SOLUTIONS, INC. 7195 OAKPORT ST. OAKLAND CA 94621 1 0 0 0 Common Stock 2019-05-14 4 M 0 10000 4.45 A 50259 D Stock Option (Right to Buy) 4.45 2019-05-14 4 M 0 10000 4.45 D 2019-05-22 Common Stock 10000 0 D The Options, representing a right to purchase 10,000 shares (after giving effect to the reverse stock split), became exercisable in 48 equal installments beginning on June 22, 2012. /s/Laura Larsen-Misunas as Power of Attorney 2019-05-16