0001209191-18-050409.txt : 20180911 0001209191-18-050409.hdr.sgml : 20180911 20180911121641 ACCESSION NUMBER: 0001209191-18-050409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180910 FILED AS OF DATE: 20180911 DATE AS OF CHANGE: 20180911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONNORS MICHAEL CENTRAL INDEX KEY: 0001240459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 181064393 MAIL ADDRESS: STREET 1: C/O ZHONE TECHNOLOGIES STREET 2: 7001 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DASAN ZHONE SOLUTIONS INC CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 BUSINESS PHONE: 5107777000 MAIL ADDRESS: STREET 1: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-10 0 0001101680 DASAN ZHONE SOLUTIONS INC DZSI 0001240459 CONNORS MICHAEL C/O DASAN ZHONE SOLUTIONS, INC. 7195 OAKPORT ST. OAKLAND CA 94621 1 0 0 0 Common Stock 2018-09-10 4 S 0 3333 10.24 D 0 I Footnote Common Stock 35515 D The Price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.1156 to $10.30 per share. Dr. Connors has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range. Held by Suaimhneas LLC, of which Dr. Connors is the sole manager and his adult children are the owners. /s/Laura Larsen-Misunas as Power of Attorney 2018-09-11