0001209191-18-050409.txt : 20180911
0001209191-18-050409.hdr.sgml : 20180911
20180911121641
ACCESSION NUMBER: 0001209191-18-050409
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180910
FILED AS OF DATE: 20180911
DATE AS OF CHANGE: 20180911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONNORS MICHAEL
CENTRAL INDEX KEY: 0001240459
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 181064393
MAIL ADDRESS:
STREET 1: C/O ZHONE TECHNOLOGIES
STREET 2: 7001 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
BUSINESS PHONE: 5107777000
MAIL ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-10
0
0001101680
DASAN ZHONE SOLUTIONS INC
DZSI
0001240459
CONNORS MICHAEL
C/O DASAN ZHONE SOLUTIONS, INC.
7195 OAKPORT ST.
OAKLAND
CA
94621
1
0
0
0
Common Stock
2018-09-10
4
S
0
3333
10.24
D
0
I
Footnote
Common Stock
35515
D
The Price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.1156 to $10.30 per share. Dr. Connors has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
Held by Suaimhneas LLC, of which Dr. Connors is the sole manager and his adult children are the owners.
/s/Laura Larsen-Misunas as Power of Attorney
2018-09-11