0001209191-16-141313.txt : 20160913
0001209191-16-141313.hdr.sgml : 20160913
20160913200929
ACCESSION NUMBER: 0001209191-16-141313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160909
FILED AS OF DATE: 20160913
DATE AS OF CHANGE: 20160913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
BUSINESS PHONE: 5107777000
MAIL ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DASAN NETWORKS, INC
CENTRAL INDEX KEY: 0001606408
STATE OF INCORPORATION: M5
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 161883956
BUSINESS ADDRESS:
STREET 1: DASAN TOWER, 49, DAEWANGPANGYO-RO
STREET 2: 644 BEON-GIL, BUNDANG-GU
CITY: SUNGNAM-SI GYEONGGI-DO
STATE: M5
ZIP: 463-400
BUSINESS PHONE: 82-70-7010-1051
MAIL ADDRESS:
STREET 1: DASAN TOWER, 49, DAEWANGPANGYO-RO
STREET 2: 644 BEON-GIL, BUNDANG-GU
CITY: SUNGNAM-SI GYEONGGI-DO
STATE: M5
ZIP: 463-400
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-09
0
0001101680
DASAN ZHONE SOLUTIONS INC
DZSI
0001606408
DASAN NETWORKS, INC
49 DAEWANGPANGYO-RO 644BEON-GIL,
BUNDANG-GU, SEONGNAM-SI,
GYEONGGI-DO
M5
463-400
KOREA, REPUBLIC OF
0
0
1
0
Common Stock
2016-09-09
4
J
0
47465082
A
47465082
D
DASAN Networks, Inc. acquired 47,465,082 shares of the issuer's common stock pursuant to that certain Agreement and Plan of Merger, dated as of April 11, 2016, by and among the issuer, Dragon Acquisition Corporation ("Merger Sub"), Dasan Network Solutions, Inc. ("DNS") and DASAN Networks, Inc. (the "Merger Agreement") in exchange for 100% of the outstanding capital stock of DNS in connection with the merger of Merger Sub with and into DNS. Of the 47,465,082 shares, 4,746,508 shares are being held in escrow as security for claims for indemnifiable losses in accordance with the Merger Agreement.
/s/Laura Larsen-Misunas as Power of Attorney
2016-09-13