0001209191-16-141313.txt : 20160913 0001209191-16-141313.hdr.sgml : 20160913 20160913200929 ACCESSION NUMBER: 0001209191-16-141313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160909 FILED AS OF DATE: 20160913 DATE AS OF CHANGE: 20160913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DASAN ZHONE SOLUTIONS INC CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 BUSINESS PHONE: 5107777000 MAIL ADDRESS: STREET 1: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DASAN NETWORKS, INC CENTRAL INDEX KEY: 0001606408 STATE OF INCORPORATION: M5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 161883956 BUSINESS ADDRESS: STREET 1: DASAN TOWER, 49, DAEWANGPANGYO-RO STREET 2: 644 BEON-GIL, BUNDANG-GU CITY: SUNGNAM-SI GYEONGGI-DO STATE: M5 ZIP: 463-400 BUSINESS PHONE: 82-70-7010-1051 MAIL ADDRESS: STREET 1: DASAN TOWER, 49, DAEWANGPANGYO-RO STREET 2: 644 BEON-GIL, BUNDANG-GU CITY: SUNGNAM-SI GYEONGGI-DO STATE: M5 ZIP: 463-400 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-09 0 0001101680 DASAN ZHONE SOLUTIONS INC DZSI 0001606408 DASAN NETWORKS, INC 49 DAEWANGPANGYO-RO 644BEON-GIL, BUNDANG-GU, SEONGNAM-SI, GYEONGGI-DO M5 463-400 KOREA, REPUBLIC OF 0 0 1 0 Common Stock 2016-09-09 4 J 0 47465082 A 47465082 D DASAN Networks, Inc. acquired 47,465,082 shares of the issuer's common stock pursuant to that certain Agreement and Plan of Merger, dated as of April 11, 2016, by and among the issuer, Dragon Acquisition Corporation ("Merger Sub"), Dasan Network Solutions, Inc. ("DNS") and DASAN Networks, Inc. (the "Merger Agreement") in exchange for 100% of the outstanding capital stock of DNS in connection with the merger of Merger Sub with and into DNS. Of the 47,465,082 shares, 4,746,508 shares are being held in escrow as security for claims for indemnifiable losses in accordance with the Merger Agreement. /s/Laura Larsen-Misunas as Power of Attorney 2016-09-13