0001209191-16-141057.txt : 20160913
0001209191-16-141057.hdr.sgml : 20160913
20160913120502
ACCESSION NUMBER: 0001209191-16-141057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160909
FILED AS OF DATE: 20160913
DATE AS OF CHANGE: 20160913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
BUSINESS PHONE: 5107777000
MAIL ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Norrod James D
CENTRAL INDEX KEY: 0001613900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 161882375
MAIL ADDRESS:
STREET 1: C/O ZHONE TECHNOLOGIES, INC.
STREET 2: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-09
0
0001101680
DASAN ZHONE SOLUTIONS INC
DZSI
0001613900
Norrod James D
C/O DASAN ZHONE SOLUTIONS, INC.
7195 OAKPORT STREET
OAKLAND
CA
94621
1
1
0
0
Co-Chief Executive Officer
Employee Stock Option (Right to buy)
1.19
2016-09-09
4
A
0
1000000
0.00
A
2026-09-09
Common Stock
1000000
0
D
The option vests in 48 equal monthly installments over the course of four years beginning on October 9, 2016.
/s/Laura Larsen-Misunas as Power of Attorney
2016-09-13