0001209191-16-124581.txt : 20160601 0001209191-16-124581.hdr.sgml : 20160601 20160601135530 ACCESSION NUMBER: 0001209191-16-124581 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160527 FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZHONE TECHNOLOGIES INC CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 BUSINESS PHONE: 5107777000 MAIL ADDRESS: STREET 1: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONNORS MICHAEL CENTRAL INDEX KEY: 0001240459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 161688707 MAIL ADDRESS: STREET 1: C/O ZHONE TECHNOLOGIES STREET 2: 7001 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-27 0 0001101680 ZHONE TECHNOLOGIES INC ZHNE 0001240459 CONNORS MICHAEL C/O ZHONE TECHNOLOGIES, INC. 7195 OAKPORT ST. OAKLAND CA 94621 1 0 0 0 Stock Options (Right to Buy) 1.17 2016-05-27 4 A 0 10000 0.00 A 2016-06-27 2023-05-27 Common Stock 10000 10000 D The option vests in 48 equal installments over the course of four years. /s/ Kirk Misaka as Power of Attorney 2016-06-01