0001101680-24-000076.txt : 20240703
0001101680-24-000076.hdr.sgml : 20240703
20240703134839
ACCESSION NUMBER: 0001101680-24-000076
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240701
FILED AS OF DATE: 20240703
DATE AS OF CHANGE: 20240703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alonso Miguel
CENTRAL INDEX KEY: 0001967321
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 241099379
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
wk-form4_1720028912.xml
FORM 4
X0508
4
2024-07-01
0
0001101680
DZS INC.
DZSI
0001967321
Alonso Miguel
C/O DZS INC.
5700 TENNYSON PARKWAY, 4TH FLOOR
PLANO
TX
75024
0
1
0
0
Chief Product Officer
0
Common Stock
2024-07-01
4
M
0
2500
A
36223
D
Common Stock
2024-07-01
4
F
0
817
1.16
D
35406
D
Common Stock
2024-07-01
4
M
0
1666
A
37072
D
Common Stock
2024-07-01
4
F
0
544
1.16
D
36528
D
Common Stock
2024-07-01
4
M
0
13333
A
49861
D
Common Stock
2024-07-01
4
F
0
4354
1.16
D
45507
D
Restricted Stock Units
2024-07-01
4
M
0
2500
D
Common Stock
2500
2500
D
Restricted Stock Units
2024-07-01
4
M
0
1666
D
Common Stock
1666
1668
D
Restricted Stock Units
2024-07-01
4
M
0
13333
D
Common Stock
13333
13334
D
This represents the third vesting on July 1, 2024 in the amount of 2,500 units for a total amount vested of 7,500 of the restricted stock units issued on July 1, 2021. The remaining vesting will occur on July 1, 2025, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock.
This represents the second vesting on July 1, 2024 in the amount of 1,666 units for a total amount vested of 3,332 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025 subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
This represents the second vesting on July 1, 2024 in the amount of 13,333 units for a total amount vested of 26,666 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
/s/Laura Larsen-Misunas as Power of Attorney
2024-07-03