0001101680-24-000076.txt : 20240703 0001101680-24-000076.hdr.sgml : 20240703 20240703134839 ACCESSION NUMBER: 0001101680-24-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alonso Miguel CENTRAL INDEX KEY: 0001967321 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 241099379 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 wk-form4_1720028912.xml FORM 4 X0508 4 2024-07-01 0 0001101680 DZS INC. DZSI 0001967321 Alonso Miguel C/O DZS INC. 5700 TENNYSON PARKWAY, 4TH FLOOR PLANO TX 75024 0 1 0 0 Chief Product Officer 0 Common Stock 2024-07-01 4 M 0 2500 A 36223 D Common Stock 2024-07-01 4 F 0 817 1.16 D 35406 D Common Stock 2024-07-01 4 M 0 1666 A 37072 D Common Stock 2024-07-01 4 F 0 544 1.16 D 36528 D Common Stock 2024-07-01 4 M 0 13333 A 49861 D Common Stock 2024-07-01 4 F 0 4354 1.16 D 45507 D Restricted Stock Units 2024-07-01 4 M 0 2500 D Common Stock 2500 2500 D Restricted Stock Units 2024-07-01 4 M 0 1666 D Common Stock 1666 1668 D Restricted Stock Units 2024-07-01 4 M 0 13333 D Common Stock 13333 13334 D This represents the third vesting on July 1, 2024 in the amount of 2,500 units for a total amount vested of 7,500 of the restricted stock units issued on July 1, 2021. The remaining vesting will occur on July 1, 2025, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock. This represents the second vesting on July 1, 2024 in the amount of 1,666 units for a total amount vested of 3,332 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025 subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. This represents the second vesting on July 1, 2024 in the amount of 13,333 units for a total amount vested of 26,666 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. /s/Laura Larsen-Misunas as Power of Attorney 2024-07-03