0001101680-24-000072.txt : 20240703
0001101680-24-000072.hdr.sgml : 20240703
20240703134756
ACCESSION NUMBER: 0001101680-24-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240701
FILED AS OF DATE: 20240703
DATE AS OF CHANGE: 20240703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOGT CHARLES D
CENTRAL INDEX KEY: 0001283689
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 241099371
MAIL ADDRESS:
STREET 1: TEKELEC
STREET 2: 26580 WEST AGOURA ROAD
CITY: CALABASAS
STATE: CA
ZIP: 91302
FORMER NAME:
FORMER CONFORMED NAME: VOGT CHARLES
DATE OF NAME CHANGE: 20040315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
wk-form4_1720028870.xml
FORM 4
X0508
4
2024-07-01
0
0001101680
DZS INC.
DZSI
0001283689
VOGT CHARLES D
C/O DZS INC.
5700 TENNYSON PKWY, 4TH FLOOR
PLANO
TX
75024
1
1
0
0
President & CEO
0
Common Stock
2024-07-01
4
M
0
66668
A
253231
D
Common Stock
2024-07-01
4
F
0
22368
1.16
D
230863
D
Common Stock
2024-07-01
4
M
0
66792
A
297655
D
Common Stock
2024-07-01
4
F
0
22409
1.16
D
275246
D
Restricted Stock Units
2024-07-01
4
M
0
66668
D
Common Stock
66668
0
D
Restricted Stock Units
2024-07-01
4
M
0
66792
D
Common Stock
66792
66792
D
This represents the third vesting on July 1, 2024 in the amount of 66,668 units for a total amount vested of 200,000 of the restricted stock units issued on July 1, 2021. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock.
This represents the second vesting on July 1, 2024 in the amount of 66,792 units for a total amount vested of 133,584 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025 subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
/s/Laura Larsen-Misunas as Power of Attorney
2024-07-03