0001101680-24-000072.txt : 20240703 0001101680-24-000072.hdr.sgml : 20240703 20240703134756 ACCESSION NUMBER: 0001101680-24-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOGT CHARLES D CENTRAL INDEX KEY: 0001283689 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 241099371 MAIL ADDRESS: STREET 1: TEKELEC STREET 2: 26580 WEST AGOURA ROAD CITY: CALABASAS STATE: CA ZIP: 91302 FORMER NAME: FORMER CONFORMED NAME: VOGT CHARLES DATE OF NAME CHANGE: 20040315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 wk-form4_1720028870.xml FORM 4 X0508 4 2024-07-01 0 0001101680 DZS INC. DZSI 0001283689 VOGT CHARLES D C/O DZS INC. 5700 TENNYSON PKWY, 4TH FLOOR PLANO TX 75024 1 1 0 0 President & CEO 0 Common Stock 2024-07-01 4 M 0 66668 A 253231 D Common Stock 2024-07-01 4 F 0 22368 1.16 D 230863 D Common Stock 2024-07-01 4 M 0 66792 A 297655 D Common Stock 2024-07-01 4 F 0 22409 1.16 D 275246 D Restricted Stock Units 2024-07-01 4 M 0 66668 D Common Stock 66668 0 D Restricted Stock Units 2024-07-01 4 M 0 66792 D Common Stock 66792 66792 D This represents the third vesting on July 1, 2024 in the amount of 66,668 units for a total amount vested of 200,000 of the restricted stock units issued on July 1, 2021. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock. This represents the second vesting on July 1, 2024 in the amount of 66,792 units for a total amount vested of 133,584 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025 subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. /s/Laura Larsen-Misunas as Power of Attorney 2024-07-03