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Form 8-K - Current report:
SEC Accession No. 0001101680-16-000103
Filing Date
2016-09-12
Accepted
2016-09-12 16:56:12
Documents
13
Period of Report
2016-09-06
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.02: Unregistered Sales of Equity Securities
Item 4.01: Changes in Registrant's Certifying Accountant
Item 5.01: Changes in Control of Registrant
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 FORM 8-K MERGER CLOSING form8-kmergerclosing.htm 8-K 74131
2 EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION exhibit31certificateofamen.htm EX-3.1 9584
3 EXHIBIT 3.2 AMENDED AND RESTATED BYLAWS OF DASAN ZHONE SOLUTIONS, INC. exhibit32amendedandrestate.htm EX-3.2 118027
4 EXHIBIT 10.1 STOCKHOLDER AGREEMENT exhibit101stockholderagree.htm EX-10.1 68871
5 EXHIBIT 10.2 LOCK-UP AGREEMENT exhibit102lock-upagreement.htm EX-10.2 51496
6 EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT exhibit103registrationrigh.htm EX-10.3 88026
7 EXHIBIT 10.4 LOAN AGREEMENT exhibit104loanagreement.htm EX-10.4 41203
8 EXHIBIT 10.5 SIXTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS AND CONSENT exhibit105sixthamendmentto.htm EX-10.5 71128
9 EXHIBIT 99.1 MERGER PRESS RELEASE exhibit991dasanzhonemerger.htm EX-99.1 20141
10 EXHIBIT 99.2 NASDAQ LETTERS exhibit992nasdaqpressrelea.htm EX-99.2 9017
11 DASAN ZHONE GRAPHIC exhibit991dasanzhonem_image1.gif GRAPHIC 14941
12 DASAN ZHONE GRAPHIC zhonenasdaqpressrelea_image1.gif GRAPHIC 10245
13 DASAN ZHONE GRAPHIC zhonenasdaqpressrelea_image2.jpg GRAPHIC 2582
  Complete submission text file 0001101680-16-000103.txt   592301
Mailing Address 7195 OAKPORT STREET OAKLAND CA 94621
Business Address 7195 OAKPORT STREET OAKLAND CA 94621 5107777000
DASAN ZHONE SOLUTIONS INC (Filer) CIK: 0001101680 (see all company filings)

IRS No.: 223509099 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 000-32743 | Film No.: 161881432
SIC: 3661 Telephone & Telegraph Apparatus