SD 1 conflictmineraldisclosure5.htm CONFLICT MINERALS Document




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
 
 

FORM SD
Specialized Disclosure Report
 
 
 

Zhone Technologies, Inc.
(Exact Name of Registrant as Specified in its Charter)

 
 
 

 
 
 
 
 
Delaware
 
000-32743
 
22-3509099
 
 
 
 
 
(State or other jurisdiction of
incorporation)
 
(Commission File No.)
 
(I.R.S. Employer
Identification No.)

7195 Oakport Street
Oakland, California 94621
(Address of principal executive offices, including zip code)
 
 
 


Kirk Misaka
(510) 777-7000
(Name and telephone number, including area code, of the person to contact in connection with this report)
 
 
 


 
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, to December 31, 2015









Section 1 - Conflict Minerals Disclosure
Item 1.01
Conflict Minerals Disclosure and Report

CONFLICT MINERALS DISCLOSURE

Zhone Technologies, Inc. is filing a Conflict Minerals Report for the calendar year ended December 31, 2015, which is attached hereto as Exhibit 1.01 and is publicly available at www.zhone.com/investors/financials under the heading “Other SEC Filings.”

Item 1.02
Exhibit

Item 2.01 of this Form SD is incorporated by reference into this Item 1.02.

Section 2 - Exhibits
 
Item 2.01
Exhibits
Exhibit
Number
  
Description of Exhibit
 
 
1.01
  
Conflict Minerals Report





















SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
 
 
 
 
 
Date: May 31, 2016
 
Zhone Technologies, Inc.
 
 
 
 
 
By:
 
/s/ Kirk Misaka
 
 
 
 
Kirk Misaka
 
 
 
 
Chief Financial Officer