0001209191-13-057222.txt : 20131216 0001209191-13-057222.hdr.sgml : 20131216 20131216193308 ACCESSION NUMBER: 0001209191-13-057222 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131216 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCHEN HENRI CENTRAL INDEX KEY: 0001101517 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55090 FILM NUMBER: 131280139 MAIL ADDRESS: STREET 1: 17150 NEWHOPE STREET STREET 2: SUITE 503 CITY: FOUNTAIN VALLEY STATE: CA ZIP: 92708 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2013-12-16 0 0001413837 First Foundation Inc. NONE 0001101517 TCHEN HENRI 18101 VON KARMAN AVENUE, SUITE 750 IRVINE CA 92612 1 0 0 0 Common Stock 25000 D Employee Stock Option (right to buy) 10.00 2017-09-17 Common Stock 10000 D Employee Stock Option (right to buy) 15.00 2018-07-22 Common Stock 5000 D Employee Stock Option (right to buy) 15.00 2019-01-27 Common Stock 1500 D Employee Stock Option (right to buy) 15.00 2021-01-27 Common Stock 4000 D This option became exercisable in three approximately equal annual installments on September 17, 2008, 2009 and 2010, respectively. This option became exercisable in three approximately equal annual installments on July 22, 2009, 2010 and 2011, respectively. This option became exercisable in three equal annual installments on January 27, 2010, 2011 and 2012, respectively. This option became exercisable in two equal annual installments on January 27, 2012, and 2013, respectively. /s/ Ben Frydman, Attorney-in-Fact for Henri Tchen 2013-12-16 EX-24.3_498128 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned hereby constitutes and appoints Scott F. Kavanaugh, John Michel, John Hakopian and Ben A. Frydman, or any of them signing individually, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a director of First Foundation Inc. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules and regulations thereunder; (2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Forms 3, 4s and 5s and timely file such form with the SEC and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution and revocation, hereby ratifying and confirming all that each such attorney-in-fact, or each such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that each of the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. The undersigned agrees that each such attorney-in-fact may rely entirely on information furnished orally or in writing by the undersigned to each such attorney-in-fact. The undersigned also agrees to indemnify and hold harmless the Company and each such attorney-in-fact against any losses, claims, damages or liabilities (or actions in these respects) that arise out of or are based on any untrue statement or omission of necessary facts in the information provided by the undersigned to such attorney-in-fact for purposes of executing, acknowledging, delivering and filing Forms 3, 4s or 5s (including amendments thereto) and agrees to reimburse the Company and each such attorney-in-fact for any legal or other expenses reasonably incurred in connection with investigating or defending against any such loss, claim, damage, liability or action. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4s and 5s with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 12 day of December 2013. /s/ Henri Tchen