0001437749-21-027386.txt : 20211124 0001437749-21-027386.hdr.sgml : 20211124 20211124161227 ACCESSION NUMBER: 0001437749-21-027386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211122 FILED AS OF DATE: 20211124 DATE AS OF CHANGE: 20211124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Encalada Arjona Carlos Enrique CENTRAL INDEX KEY: 0001826783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15583 FILM NUMBER: 211446788 MAIL ADDRESS: STREET 1: 322 SOUTH MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA APPAREL, INC CENTRAL INDEX KEY: 0001101396 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-APPAREL, PIECE GOODS & NOTIONS [5130] IRS NUMBER: 582508794 STATE OF INCORPORATION: GA FISCAL YEAR END: 1002 BUSINESS ADDRESS: STREET 1: 322 S. MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 BUSINESS PHONE: 864-232-5200 MAIL ADDRESS: STREET 1: 322 S. MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 FORMER COMPANY: FORMER CONFORMED NAME: DELTA APPAREL INC DATE OF NAME CHANGE: 19991221 4 1 rdgdoc.xml ENCALADA - FORM 4 X0306 4 2021-11-22 0001101396 DELTA APPAREL, INC DLA 0001826783 Encalada Arjona Carlos Enrique 322 SOUTH MAIN STREET GREENVILLE SC 29601 1 V.P. of Manufacturing Common Stock, $0.01 Par Value 2021-11-22 4 M 0 1500 0 A 2450 D Common Stock, $0.01 Par Value 2021-11-22 4 D 0 750 30.01 D 1700 D Common Stock, $0.01 Par Value 2021-11-22 4 A 0 1590 0 A 3290 D Common Stock, $0.01 Par Value 2021-11-22 4 D 0 795 30.01 D 2495 D Common Stock, $0.01 Par Value 2021-11-22 4 F 0 341 30.01 D 2154 D Restricted Stock Units 2021-11-22 4 M 0 1500 0 D Common Stock, $0.01 Par Value 1500 0 D These shares were acquired in connection with the vesting of service-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. Each restricted stock unit represents the right to receive one share of common stock of Delta Apparel, Inc. or the cash equivalent. These shares were disposed of in connection with the conversion of half of the 1,500 vested restricted units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. These shares were acquired in connection with the vesting of performance-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. These shares were disposed of in connection with the conversion of half of the 1,590 vested restricted units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. These shares were withheld by Delta Apparel, Inc. for the payment of a tax liability incident to the vesting of both performance-based and service-based restricted stock units. The restricted stock units vested upon the November 22, 2021, filing of the Company's Annual Report on Form 10-K for its fiscal year ended October 2, 2021. /s/ Lauren Satterfield, POA 2021-11-24