0001437749-19-023464.txt : 20191122
0001437749-19-023464.hdr.sgml : 20191122
20191122161719
ACCESSION NUMBER: 0001437749-19-023464
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191121
FILED AS OF DATE: 20191122
DATE AS OF CHANGE: 20191122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merrill Deborah H
CENTRAL INDEX KEY: 0001355249
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15583
FILM NUMBER: 191241819
MAIL ADDRESS:
STREET 1: 2750 PREMIERE PARKWAY
CITY: DULUTH
STATE: GA
ZIP: 30097
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELTA APPAREL, INC
CENTRAL INDEX KEY: 0001101396
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-APPAREL, PIECE GOODS & NOTIONS [5130]
IRS NUMBER: 582508794
STATE OF INCORPORATION: GA
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: 322 S. MAIN STREET
CITY: GREENVILLE
STATE: SC
ZIP: 29601
BUSINESS PHONE: 864-232-5200
MAIL ADDRESS:
STREET 1: 322 S. MAIN STREET
CITY: GREENVILLE
STATE: SC
ZIP: 29601
FORMER COMPANY:
FORMER CONFORMED NAME: DELTA APPAREL INC
DATE OF NAME CHANGE: 19991221
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-11-21
0001101396
DELTA APPAREL, INC
DLA
0001355249
Merrill Deborah H
322 S. MAIN ST.
GREENVILLE
SC
29601
1
CFO & President, Delta Group
Common Stock, $0.01 Par Value
2019-11-21
4
M
0
12000
0
A
130387
D
Common Stock, $0.01 Par Value
2019-11-21
4
D
0
6000
26.50
D
124387
D
Common Stock, $0.01 Par Value
2019-11-21
4
A
0
8280
0
A
132667
D
Common Stock, $0.01 Par Value
2019-11-21
4
D
0
4140
26.50
D
128527
D
Common Stock, $0.01 Par Value
2019-11-21
4
F
0
3991
26.50
D
124536
D
Restricted Stock Units
2019-11-21
4
M
0
12000
0
D
Common Stock, $0.01 Par Value
12000
0
D
These shares were acquired in connection with the vesting of service-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
Each restricted stock unit represents the right to receive one share of common stock of Delta Apparel, Inc. or the cash equivalent.
These shares were disposed of in connection with the conversion of half of the 12,000 vested restricted units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
These shares were acquired in connection with the vesting of performance-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
These shares were disposed of in connection with the conversion of half of the 8,280 vested restricted units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
These shares were withheld by Delta Apparel, Inc. for the payment of a tax liability incident to the vesting of both performance-based and service-based restricted stock units.
The restricted stock units vested upon the November 21, 2019, filing of the Company's Annual Report on Form 10-K for its fiscal year ended September 28, 2019.
/s/ Deborah H. Merrill
2019-11-22