0001437749-19-023462.txt : 20191122 0001437749-19-023462.hdr.sgml : 20191122 20191122161424 ACCESSION NUMBER: 0001437749-19-023462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191121 FILED AS OF DATE: 20191122 DATE AS OF CHANGE: 20191122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grow Justin Marshall CENTRAL INDEX KEY: 0001673829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15583 FILM NUMBER: 191241738 MAIL ADDRESS: STREET 1: 322 S. MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA APPAREL, INC CENTRAL INDEX KEY: 0001101396 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-APPAREL, PIECE GOODS & NOTIONS [5130] IRS NUMBER: 582508794 STATE OF INCORPORATION: GA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 322 S. MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 BUSINESS PHONE: 864-232-5200 MAIL ADDRESS: STREET 1: 322 S. MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 FORMER COMPANY: FORMER CONFORMED NAME: DELTA APPAREL INC DATE OF NAME CHANGE: 19991221 4 1 rdgdoc.xml FORM 4 X0306 4 2019-11-21 0001101396 DELTA APPAREL, INC DLA 0001673829 Grow Justin Marshall 322 S. MAIN STREET GREENVILLE SC 29601 1 V.P. Admin. & General Counsel Common Stock, $0.01 Par Value 2019-11-21 4 M 0 6000 0 A 19186 D Common Stock, $0.01 Par Value 2019-11-21 4 D 0 3000 26.50 D 16186 D Common Stock, $0.01 Par Value 2019-11-21 4 A 0 4140 0 A 20326 D Common Stock, $0.01 Par Value 2019-11-21 4 D 0 2070 26.50 D 18256 D Common Stock, $0.01 Par Value 2019-11-21 4 F 0 2351 26.50 D 15905 D Restricted Stock Units 2019-11-21 4 M 0 6000 0 D Common Stock, $0.01 Par Value 6000 0 D These shares were acquired in connection with the vesting of service-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. Each restricted stock unit represents the right to receive one share of common stock of Delta Apparel, Inc. or the cash equivalent. These shares were disposed of in connection with the conversion of half of the 6,000 vested restricted units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. These shares were acquired in connection with the vesting of performance-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. These shares were disposed of in connection with the conversion of half of the 4,140 vested restricted units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. These shares were withheld by Delta Apparel, Inc. for the payment of a tax liability incident to the vesting of both performance-based and service-based restricted stock units. The restricted stock units vested upon the November 21, 2019, filing of the Company's Annual Report on Form 10-K for its fiscal year ended September 28, 2019. /s/ Justin M. Grow 2019-11-22