0001101396-17-000066.txt : 20171130
0001101396-17-000066.hdr.sgml : 20171130
20171130161044
ACCESSION NUMBER: 0001101396-17-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171128
FILED AS OF DATE: 20171130
DATE AS OF CHANGE: 20171130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grow Justin Marshall
CENTRAL INDEX KEY: 0001673829
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15583
FILM NUMBER: 171231397
MAIL ADDRESS:
STREET 1: 322 S. MAIN STREET
CITY: GREENVILLE
STATE: SC
ZIP: 29601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELTA APPAREL, INC
CENTRAL INDEX KEY: 0001101396
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-APPAREL, PIECE GOODS & NOTIONS [5130]
IRS NUMBER: 582508794
STATE OF INCORPORATION: GA
FISCAL YEAR END: 0927
BUSINESS ADDRESS:
STREET 1: 322 S. MAIN STREET
CITY: GREENVILLE
STATE: SC
ZIP: 29601
BUSINESS PHONE: 864-232-5200
MAIL ADDRESS:
STREET 1: 322 S. MAIN STREET
CITY: GREENVILLE
STATE: SC
ZIP: 29601
FORMER COMPANY:
FORMER CONFORMED NAME: DELTA APPAREL INC
DATE OF NAME CHANGE: 19991221
4
1
wf-form4_151207623086647.xml
FORM 4
X0306
4
2017-11-28
0
0001101396
DELTA APPAREL, INC
DLA
0001673829
Grow Justin Marshall
322 S. MAIN STREET
GREENVILLE
SC
29601
0
1
0
0
V.P. Admin. & General Counsel
Common Stock $0.01 Par Value
2017-11-28
4
M
0
3000
0
A
3754
D
Common Stock $0.01 Par Value
2017-11-28
4
D
0
1500
21.13
D
2254
D
Common Stock $0.01 Par Value
2017-11-28
4
A
0
2190
0
A
4444
D
Common Stock $0.01 Par Value
2017-11-28
4
D
0
1095
21.13
D
3349
D
Common Stock $0.01 Par Value
2017-11-28
4
F
0
893
21.13
D
2456
D
Restricted Stock Units
0.0
2017-11-28
4
M
0
3000
0
A
Common Stock $0.01 Par Value
3000.0
0
D
These shares were acquired in connection with the vesting of service-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
Each restricted stock unit represents the right to receive one share of common stock of Delta Apparel, Inc. or the cash equivalent.
These shares were disposed of in connection with the conversion of half of the 3,000 vested restricted stock units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
These shares were acquired in connection with the vesting of performance-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
These shares were disposed of in connection with the conversion of half of the 2,190 vested restricted stock units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
These shares were withheld by Delta Apparel, Inc. for the payment of a tax liability incident to the vesting of both performance-based and service-based restricted stock units.
The restricted stock units vested upon the November 28, 2017, filing of the Company's Annual Report on Form 10-K for its fiscal year ended September 30, 2017.
/s/Justin M. Grow
2017-11-30