0001101396-17-000066.txt : 20171130 0001101396-17-000066.hdr.sgml : 20171130 20171130161044 ACCESSION NUMBER: 0001101396-17-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20171130 DATE AS OF CHANGE: 20171130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grow Justin Marshall CENTRAL INDEX KEY: 0001673829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15583 FILM NUMBER: 171231397 MAIL ADDRESS: STREET 1: 322 S. MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA APPAREL, INC CENTRAL INDEX KEY: 0001101396 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-APPAREL, PIECE GOODS & NOTIONS [5130] IRS NUMBER: 582508794 STATE OF INCORPORATION: GA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: 322 S. MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 BUSINESS PHONE: 864-232-5200 MAIL ADDRESS: STREET 1: 322 S. MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 FORMER COMPANY: FORMER CONFORMED NAME: DELTA APPAREL INC DATE OF NAME CHANGE: 19991221 4 1 wf-form4_151207623086647.xml FORM 4 X0306 4 2017-11-28 0 0001101396 DELTA APPAREL, INC DLA 0001673829 Grow Justin Marshall 322 S. MAIN STREET GREENVILLE SC 29601 0 1 0 0 V.P. Admin. & General Counsel Common Stock $0.01 Par Value 2017-11-28 4 M 0 3000 0 A 3754 D Common Stock $0.01 Par Value 2017-11-28 4 D 0 1500 21.13 D 2254 D Common Stock $0.01 Par Value 2017-11-28 4 A 0 2190 0 A 4444 D Common Stock $0.01 Par Value 2017-11-28 4 D 0 1095 21.13 D 3349 D Common Stock $0.01 Par Value 2017-11-28 4 F 0 893 21.13 D 2456 D Restricted Stock Units 0.0 2017-11-28 4 M 0 3000 0 A Common Stock $0.01 Par Value 3000.0 0 D These shares were acquired in connection with the vesting of service-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. Each restricted stock unit represents the right to receive one share of common stock of Delta Apparel, Inc. or the cash equivalent. These shares were disposed of in connection with the conversion of half of the 3,000 vested restricted stock units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. These shares were acquired in connection with the vesting of performance-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. These shares were disposed of in connection with the conversion of half of the 2,190 vested restricted stock units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units. These shares were withheld by Delta Apparel, Inc. for the payment of a tax liability incident to the vesting of both performance-based and service-based restricted stock units. The restricted stock units vested upon the November 28, 2017, filing of the Company's Annual Report on Form 10-K for its fiscal year ended September 30, 2017. /s/Justin M. Grow 2017-11-30