-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JO23oU/BWqNo8FAm19xGSvqGHAdlR3cf8O4tDFIhiWSmgE1rErqVPzYyGTd8uZxj RSoiks2wnPKDb0ihhhvlYw== 0001181431-10-005247.txt : 20100129 0001181431-10-005247.hdr.sgml : 20100129 20100129061830 ACCESSION NUMBER: 0001181431-10-005247 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091214 FILED AS OF DATE: 20100129 DATE AS OF CHANGE: 20100129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Purple Communications, Inc. CENTRAL INDEX KEY: 0001101268 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 223693371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2210 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-408-2300 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2210 CITY: NOVATO STATE: CA ZIP: 94945 FORMER COMPANY: FORMER CONFORMED NAME: GOAMERICA INC DATE OF NAME CHANGE: 19991220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG STEVEN C CENTRAL INDEX KEY: 0001270790 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29359 FILM NUMBER: 10555595 MAIL ADDRESS: STREET 1: C/O CLEARLAKE CAPITAL GROUP, LLC STREET 2: 650 MADISON AVE., 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd264242.xml FORM 4 X0303 4 2009-12-14 0 0001101268 Purple Communications, Inc. PRPL 0001270790 CHANG STEVEN C 650 MADISON AVENUE, 23RD FLOOR NEW YORK NY 10022 1 0 0 0 Series B Preferred Stock 0.15 2009-12-14 4 P 0 1333333 D Common Stock 13333330 3333333 I See Footnotes Common Stock Warrant 0.15 2009-12-14 4 P 0 26666660 D Common Stock 26666660 66666660 I See Footnotes Series B Preferred Stock 0.15 2009-12-22 4 P 0 2000000 D Common Stock 20000000 3333333 I See Footnotes Common Stock Warrant 0.15 2009-12-22 4 P 0 40000000 D Common Stock 40000000 66666660 I See Footnotes Steven C. Chang is the manager at CCG Operations, LLC, which serves as Managing Member of Clearlake Capital Partners, LLC, which serves as General Partner of CCP A, L.P., which is the registered holder of 3,333,333 shares of Series B Preferred Stock, which is convertible into Common Stock of Purple Communications, Inc., par value of $0.01 per share, at $0.15 per share of Common Stock (as adjusted for subsequent stock dividends, splits, combinations or similar events) (the "Series B Preferred Stock"), 7,456,480 shares of Series A Preferred Stock, which is convertible into Common Stock of Purple Communications, Inc., par value of $0.01 per share, warrants exercisable for 66,666,660 shares of Common Stock of Purple Communications, Inc. and 297,585 shares of Common Stock of Purple Communications, Inc., par value $0.01 per share. The Series B Preferred Stock is convertible into common stock, par value $0.01 per share ("Common Stock"), at any time after the issuance of the shares of Series B Preferred Stock. This conversion right does not expire until the conversion of the Series B Preferred Stock into Common Stock or the redemption of the Series B Preferred Stock, which may be demanded by Purple Communications, Inc. or the holder of the Series B Preferred Stock no earlier than January 10, 2016. Steven C. Chang disclaims beneficial ownership of the 3,333,333 shares of Series B Preferred Stock, 7,456,480 shares of Series A Preferred Stock, the warrants exercisable for 66,666,660 shares of Common Stock and 297,585 shares of Common Stock beneficially owned by CCG Operations, LLC, Clearlake Capital Partners, LLC, and CCP A, L.P., except to the extent of his pecuniary interest therein. The Common Stock Warrants (the "Warrants") are exercisable for Common Stock at any time after the issuance of the Warrants. This exercise right does not expire until the expiration of the Warrants, which occurs seven years from the date of the issuance of the Warrants. The Warrants are exercisable for Common Stock at $0.15 per share (as adjusted for subsequent stock dividends, splits, combinations or similar events with respect to the Common Stock). Steven C. Chang disclaims beneficial ownership of the 3,333,333 shares of Series B Preferred Stock, 7,456,480 shares of Series A Preferred Stock, the Warrants exercisable for 66,666,660 shares of Common Stock and 297,585 shares of Common Stock beneficially owned by CCG Operations, LLC, Clearlake Capital Partners, LLC, and CCP A, L.P., except to the extent of his pecuniary interest therein. /s/ Steven C. Chang 2010-01-28 -----END PRIVACY-ENHANCED MESSAGE-----