0001645635-20-000031.txt : 20200228 0001645635-20-000031.hdr.sgml : 20200228 20200228211610 ACCESSION NUMBER: 0001645635-20-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200226 FILED AS OF DATE: 20200228 DATE AS OF CHANGE: 20200228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROHMEYER KARL CENTRAL INDEX KEY: 0001592927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31293 FILM NUMBER: 20673912 MAIL ADDRESS: STREET 1: ONE LAGOON DRIVE STREET 2: 4TH FLOOR CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUINIX INC CENTRAL INDEX KEY: 0001101239 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 770487526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LAGOON DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: (650) 598-6000 MAIL ADDRESS: STREET 1: ONE LAGOON DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-26 0001101239 EQUINIX INC EQIX 0001592927 STROHMEYER KARL ONE LAGOON DRIVE REDWOOD CITY CA 94065 0 1 0 0 Chief Customer & Rev Officer Common Stock 2020-02-27 4 M 0 2181 0 A 6262 D Common Stock 2020-02-28 4 S 0 140 567.9421 D 6122 D Common Stock 2020-02-28 4 S 0 120 568.8467 D 6002 D Common Stock 2020-02-28 4 S 0 165 570.2785 D 5837 D Common Stock 2020-02-28 4 S 0 40 571.07 D 5797 D Common Stock 2020-02-28 4 S 0 80 572.59 D 5717 D Common Stock 2020-02-28 4 S 0 55 573.9209 D 5662 D Common Stock 2020-02-28 4 S 0 171 575.0431 D 5491 D Common Stock 2020-02-28 4 S 0 96 576.9954 D 5395 D Common Stock 2020-02-28 4 S 0 14 578.4057 D 5381 D Common Stock 2020-02-28 4 S 0 50 579.678 D 5331 D Common Stock 2020-02-28 4 S 0 40 581.995 D 5291 D Common Stock 2020-02-28 4 S 0 40 584.005 D 5251 D Common Stock 2020-02-28 4 S 0 20 586.2 D 5231 D Common Stock 2020-02-28 4 S 0 50 588.338 D 5181 D Common Stock 2020-02-28 4 S 0 20 589.52 D 5161 D Restricted Stock Units 0 2020-02-26 4 A 0 794 0 A Common Stock 794 794 D Restricted Stock Units 0 2020-02-26 4 A 0 3416 0 A Common Stock 3416 3416 D Restricted Stock Units 0 2020-02-26 4 A 0 4360 0 A Common Stock 4360 4360 D Restricted Stock Units 0 2020-02-27 4 M 0 2181 0 D Common Stock 2181 2179 D Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $567.56 to $568.44, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnotes 3 through 14 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $568.59 to $569.10 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $569.73 to $570.71 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $571.05 to $571.09 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $572.46 to $572.84 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $573.75 to $574.13 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.01 to $575.15 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.48 to $577.41 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.80 to $578.65 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $579.03 to $580.00 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $581.88 to $582.11 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $584.00 to $584.01 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $588.16 to $588.51 inclusive. Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 16.67% of the RSUs vesting on September 1, 2020 and an additional 16.67% of the RSUs vesting every 6 months thereafter until fully vested.. Restricted stock unit award expires upon reporting person's termination of employment. Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2021 and an additional 33.33% of the RSUs vesting on January 15, 2022 and January 15, 2023. On February 22, 2019, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2019. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 27, 2020, 25% will vest on February 15, 2021 and the remaining 25% will on February 15, 2022, subject solely to continued service. Samantha Lagocki, POA 2020-02-28