0001290473-16-000104.txt : 20160218 0001290473-16-000104.hdr.sgml : 20160218 20160218202445 ACCESSION NUMBER: 0001290473-16-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUINIX INC CENTRAL INDEX KEY: 0001101239 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 770487526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LAGOON DRIVE, 4TH FLOOR CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: (650) 598-6000 MAIL ADDRESS: STREET 1: ONE LAGOON DRIVE, 4TH FLOOR CITY: REDWOOD CITY STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Eric CENTRAL INDEX KEY: 0001436470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31293 FILM NUMBER: 161439825 MAIL ADDRESS: STREET 1: 301 VELOCITY WAY STREET 2: 5TH FLOOR CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-16 0001101239 EQUINIX INC EQIX 0001436470 Schwartz Eric ONE LAGOON DRIVE REDWOOD CITY CA 94065 0 1 0 0 President, Equinix Europe Common Stock 2016-02-16 4 M 0 608 0 A 8700 D Common Stock 2016-02-16 4 M 0 1965 0 A 10665 D Common Stock 2016-02-16 4 S 0 700 285.44 D 9965 D Common Stock 2016-02-16 4 S 0 201 286.3169 D 9764 D Common Stock 2016-02-16 4 S 0 474 290.8728 D 9290 D Common Stock 2016-02-17 4 S 0 200 286.575 D 9090 D Common Stock 2016-02-17 4 S 0 501 288.0882 D 8589 D Common Stock 2017-02-17 4 S 0 881 290.9364 D 7708 D Common Stock 2016-02-17 4 S 0 314 291.5738 D 7394 D Common Stock 2016-02-17 4 S 0 400 293.7925 D 6994 D Restricted Stock Units 0 2016-02-16 4 M 0 608 0 D Common Stock 608 0 D Restricted Stock Units 0 2016-02-16 4 M 0 1965 0 D Common Stock 1965 1965 D Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.88 to $285.77, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.94 to $286.70 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.54 to $291.11 inclusive. Shares were sold pursuant to a 10b5-1 Trading Plan The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.34 to $286.81, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 7 through 10 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.78 to $288.69 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.23 to $291.20 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $291.27 to $292.16 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $293.51 to $294.10 inclusive. On February 14, 2013, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain revenue and EBITDA targets for 2013. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 28, 2014, 25% vested on February 15, 2015 and 25% vested on February 15, 2016, subject solely to continued service. Restricted stock unit award expires upon reporting person's termination of employment. On March 6, 2014, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain revenue and EBITDA targets for 2014. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 13, 2015, 25% vested on February 15, 2016 and the remaining 25% are scheduled to vest on February 15, 2017, subject solely to continued service. Darrin B. Short, Attorney-in-Fact 2016-02-18