-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NddXz7/d8dvwe9J6Z3Mo7/ipWzwGufVHBQaTsT95QKELCXxM5qMsmi7pawjO6CsW 6GToJH1ZAe/AO1Bz6ubybg== 0000935836-05-000113.txt : 20050304 0000935836-05-000113.hdr.sgml : 20050304 20050304180514 ACCESSION NUMBER: 0000935836-05-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050302 FILED AS OF DATE: 20050304 DATE AS OF CHANGE: 20050304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HROMADKO GARY CENTRAL INDEX KEY: 0001240055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31293 FILM NUMBER: 05662320 MAIL ADDRESS: STREET 1: 301 VELOCITY WAY 5TH FLOOR CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARK MICHAEL J CENTRAL INDEX KEY: 0001242239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31293 FILM NUMBER: 05662325 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 617 7800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFMAN SEYMOUR F CENTRAL INDEX KEY: 0001242240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31293 FILM NUMBER: 05662319 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 617 7800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLISKA THOMAS EDWARD CENTRAL INDEX KEY: 0001242242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31293 FILM NUMBER: 05662324 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 617 7800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNN DANIEL JOHN CENTRAL INDEX KEY: 0001242244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31293 FILM NUMBER: 05662323 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 617 7800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Epstein David CENTRAL INDEX KEY: 0001318616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31293 FILM NUMBER: 05662322 BUSINESS ADDRESS: BUSINESS PHONE: 415-617-1800 MAIL ADDRESS: STREET 1: TWO EMBARCADERO STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feuille James CENTRAL INDEX KEY: 0001318214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31293 FILM NUMBER: 05662321 BUSINESS ADDRESS: BUSINESS PHONE: 415-617-1800 MAIL ADDRESS: STREET 1: TWO EMBARCADERO STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUINIX INC CENTRAL INDEX KEY: 0001101239 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 770487526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 VELOCITY WAY, 5TH FLOOR CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-513-7000 MAIL ADDRESS: STREET 1: 301 VELOCITY WAY, 5TH FLOOR CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-03-02 0 0001101239 EQUINIX INC EQIX 0001242239 STARK MICHAEL J 1 0 0 1 Affiliate of Director 0001242242 BLISKA THOMAS EDWARD 1 0 0 1 Affiliate of Director 0001242244 DUNN DANIEL JOHN 1 0 0 1 Affiliate of Director 0001318616 Epstein David TWO EMBARCADERO SUITE 2200 SAN FRANCISCO CA 94111 1 0 0 1 Affiliate of Director 0001318214 Feuille James TWO EMBARCADERO SUITE 2200 SAN FRANCISCO CA 94111 1 0 0 1 Affiliate of Director 0001240055 HROMADKO GARY 301 VELOCITY WAY 5TH FLOOR FOSTER CITY CA 94404 1 0 0 1 Affiliate of Director 0001242240 KAUFMAN SEYMOUR F 1 0 0 1 Affiliate of Director Common Stock 2005-03-02 4 J 0 290332 0 D 1433680 I See Notes Common Stock 2005-03-02 4 J 0 589 0 A 1289 D The reporting persons (the "Reporting Persons") are Crosslink Capital, Inc. ("Crosslink"), Crossover Fund III Management, L.L.C. ("Crossover III Management"), Crosslink Ventures IV Holdings, L.L.C. ("Ventures IV Holdings"), Crosslink Verwaltungs GmbH ("Verwaltungs"), Michael J. Stark, Seymour F. Kaufman, James Feuille, David I. Epstein, Daniel John Dunn, Thomas Edward Bliska and Gary Hromadko. Crosslink is an investment adviser to investment funds of which Crossover III Management, Ventures IV Holdings or Verwaltungs is the general partner, manager or the holder of Class B Units, and other investment funds. Crossover III Management is also the investment adviser to investment funds. Mr. Stark and Mr. Kaufman are control persons of Crosslink. Mr. Stark, Mr. Kaufman, Mr. Bliska, Mr. Dunn, Mr. Feuille and Mr. Epstein are control persons of Crossover III Management. Mr. Stark is a control person of Ventures IV Holdings and Verwaltungs. Mr. Hromadko is a member of the Issuer's board of directors and serves as the representative of the Reporting Persons. Crosslink, Crossover III Management, Ventures IV Holdings, Verwaltungs, Mr. Stark, Mr. Kaufman, Mr. Feuille, Mr. Epstein, Mr. Dunn, Mr. Bliska and Mr. Hromadko are filing this Form 4 jointly and constitute a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended, but disclaim membership in a group with any other person. These securities are held directly by investment funds to which Crosslink or Crossover III Management is investment adviser (the "Funds") for the benefit of the investors in the Funds. These securities are indirectly beneficially owned by Crosslink or Crossover III Management as the investment adviser to the Funds, by Crossover III Management, Ventures IV Holdings and Verwaltungs as the general partner, manager or holder of Class B Units of the Funds, and by Mr. Stark, Mr. Kaufman, Mr. Feuille, Mr. Epstein, Mr. Bliska and Mr. Dunn as the various control persons of those entities. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. The amount in Column 5 includes 34,832 shares beneficially owned directly by the Reporting Persons as of March 2, 2005. On March 2, 2005, investment funds for which Crosslink serves as investment adviser or manager, including funds for which Crossover III Management serves as general partner, distributed these securities pro rata to the investors in those funds, which securities previously were reported as indirectly beneficially owned by the Reporting Persons. The zero in Column 4 is a placeholder only that is required by the EDGAR software. These securities were received by Mr. Feuille for no consideration in the pro rata distribution described in Note 5. The zero in Column 4 is a placeholder only that is required by the EDGAR software. Michael J. Stark 2005-03-04 Thomas Edward Bliska 2005-03-04 Daniel John Dunn 2005-03-04 David I. Epstein 2005-03-04 James Feuille 2005-03-04 Gary Hromadko 2005-03-04 Seymour F. Kaufman 2005-03-04 -----END PRIVACY-ENHANCED MESSAGE-----