0001101215-23-000203.txt : 20231121 0001101215-23-000203.hdr.sgml : 20231121 20231121183050 ACCESSION NUMBER: 0001101215-23-000203 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230324 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andretta Ralph J CENTRAL INDEX KEY: 0001801850 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15749 FILM NUMBER: 231429513 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BREAD FINANCIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001101215 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 311429215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3095 LOYALTY CIRCLE CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 6147294000 MAIL ADDRESS: STREET 1: 3095 LOYALTY CIRCLE CITY: COLUMBUS STATE: OH ZIP: 43219 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP DATE OF NAME CHANGE: 19991217 4/A 1 wk-form4a_1700609438.xml FORM 4/A X0508 4/A 2023-03-24 2023-03-27 0 0001101215 BREAD FINANCIAL HOLDINGS, INC. BFH 0001801850 Andretta Ralph J 3095 LOYALTY CIRCLE COLUMBUS OH 43219 1 1 0 0 President and CEO 0 Common Stock 2023-03-24 4 A 0 58211 A 328196 D This amendment is being filed to correct an administrative error as to (1) the number of shares of common stock represented by time-based restricted stock units (RSUs) granted to the Reporting Person on March 24, 2023, which number was underreported in the initial Form 4 filed on March 27, 2023; and (2) the resulting total number of shares beneficially owned following all transactions reported in the initial Form 4. The grant was for 58,211 time-based RSUs. These time-based RSUs will vest over a three-year period, with 19,210 units vesting on each of 3/25/24 and 2/18/25 and 19,791 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. As of March 24, 2023, the total number of securities beneficially owned included: (a) 62,800 unrestricted shares; (b) 22,371 unvested units from an award of 65,795 time-based restricted stock units granted 2/16/21; (c) 39,476 unvested performance-based restricted stock units granted 2/16/21; (d) 17,914 unvested units from an award of 26,737 time-based restricted stock units granted 2/15/22; (e) 40,105 unvested performance-based restricted stock units granted 2/15/22; (f) 58,211 unvested time-based restricted stock units granted 3/24/23; and (g) 87,319 unvested performance-based restricted stock units granted 3/24/23. Benjamin L. Morgan, Attorney in Fact 2023-11-21