0001101215-23-000203.txt : 20231121
0001101215-23-000203.hdr.sgml : 20231121
20231121183050
ACCESSION NUMBER: 0001101215-23-000203
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230324
FILED AS OF DATE: 20231121
DATE AS OF CHANGE: 20231121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Andretta Ralph J
CENTRAL INDEX KEY: 0001801850
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15749
FILM NUMBER: 231429513
MAIL ADDRESS:
STREET 1: 7500 DALLAS PARKWAY, SUITE 700
CITY: PLANO
STATE: TX
ZIP: 75024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BREAD FINANCIAL HOLDINGS, INC.
CENTRAL INDEX KEY: 0001101215
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 311429215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3095 LOYALTY CIRCLE
CITY: COLUMBUS
STATE: OH
ZIP: 43219
BUSINESS PHONE: 6147294000
MAIL ADDRESS:
STREET 1: 3095 LOYALTY CIRCLE
CITY: COLUMBUS
STATE: OH
ZIP: 43219
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP
DATE OF NAME CHANGE: 19991217
4/A
1
wk-form4a_1700609438.xml
FORM 4/A
X0508
4/A
2023-03-24
2023-03-27
0
0001101215
BREAD FINANCIAL HOLDINGS, INC.
BFH
0001801850
Andretta Ralph J
3095 LOYALTY CIRCLE
COLUMBUS
OH
43219
1
1
0
0
President and CEO
0
Common Stock
2023-03-24
4
A
0
58211
A
328196
D
This amendment is being filed to correct an administrative error as to (1) the number of shares of common stock represented by time-based restricted stock units (RSUs) granted to the Reporting Person on March 24, 2023, which number was underreported in the initial Form 4 filed on March 27, 2023; and (2) the resulting total number of shares beneficially owned following all transactions reported in the initial Form 4.
The grant was for 58,211 time-based RSUs. These time-based RSUs will vest over a three-year period, with 19,210 units vesting on each of 3/25/24 and 2/18/25 and 19,791 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.
As of March 24, 2023, the total number of securities beneficially owned included: (a) 62,800 unrestricted shares; (b) 22,371 unvested units from an award of 65,795 time-based restricted stock units granted 2/16/21; (c) 39,476 unvested performance-based restricted stock units granted 2/16/21; (d) 17,914 unvested units from an award of 26,737 time-based restricted stock units granted 2/15/22; (e) 40,105 unvested performance-based restricted stock units granted 2/15/22; (f) 58,211 unvested time-based restricted stock units granted 3/24/23; and (g) 87,319 unvested performance-based restricted stock units granted 3/24/23.
Benjamin L. Morgan, Attorney in Fact
2023-11-21