0001101215-17-000188.txt : 20170818 0001101215-17-000188.hdr.sgml : 20170818 20170818160340 ACCESSION NUMBER: 0001101215-17-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170818 DATE AS OF CHANGE: 20170818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Motes Joseph L III CENTRAL INDEX KEY: 0001648042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15749 FILM NUMBER: 171041142 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP CENTRAL INDEX KEY: 0001101215 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 311429215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 2144943000 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-08-17 0001101215 ALLIANCE DATA SYSTEMS CORP ADS 0001648042 Motes Joseph L III 7500 DALLAS PARKWAY, SUITE 700 PLANO TX 75024 0 1 0 0 SVP, General Counsel & Secy Common Stock 2017-08-17 4 F 0 150 226.17 D 5435 D Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. The total number of securities beneficially owned includes: (a) 1,227 unrestricted shares; (b) 565 unvested units from an award of 1,661 time-based restricted stock units granted 8/17/15; (c) 283 unvested units from an award of 423 time-based restricted stock units granted 2/16/16; (d) 506 unvested units from an award of 755 performance-based restricted stock units granted 2/16/16; (e) 470 unvested time-based restricted stock units granted 2/15/17; (f) 941 unvested performance-based restricted stock units granted 2/15/17; (g) 941 unvested performance-based restricted stock units granted 2/15/17; and (h) 502 unvested performance-based restricted stock units granted 2/15/17. Cynthia L. Hageman, Attorney in Fact 2017-08-18