0001101215-17-000057.txt : 20170222
0001101215-17-000057.hdr.sgml : 20170222
20170222160728
ACCESSION NUMBER: 0001101215-17-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170217
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP
CENTRAL INDEX KEY: 0001101215
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 311429215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7500 DALLAS PARKWAY, SUITE 700
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 2144943000
MAIL ADDRESS:
STREET 1: 7500 DALLAS PARKWAY, SUITE 700
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pearson Bryan A
CENTRAL INDEX KEY: 0001376988
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15749
FILM NUMBER: 17628401
MAIL ADDRESS:
STREET 1: 17655 WATERVIEW PARKWAY
CITY: DALLAS
STATE: TX
ZIP: 75252
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-17
0001101215
ALLIANCE DATA SYSTEMS CORP
ADS
0001376988
Pearson Bryan A
7500 DALLAS PARKWAY, SUITE 700
PLANO
TX
75024
0
1
0
0
EVP & President, LoyaltyOne
Common Stock
2017-02-17
4
F
0
1295
232.69
D
23269
D
Common Stock
2017-02-21
4
F
0
1783
235.40
D
21486
D
Common Stock
85942
I
By 2456779 Ontario Inc.
Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
The total number of securities beneficially owned includes: (a) 3,450 unrestricted shares; (b) 499 unvested units from an award of 1,465 time-based restricted stock units granted 2/17/15; (c) 1,994 unvested units from an award of 5,864 performance-based restricted stock units granted 2/17/15; (d) 1,226 unvested units from an award of 1,830 time-based restricted stock units granted 2/16/16; (e) 2,183 unvested units from an award of 3,259 performance-based restricted stock units granted 2/16/16; (f) 1,992 unvested time-based restricted stock units granted 2/15/17; (g) 3,985 unvested performance-based restricted stock units granted 2/15/17; (h) 3,985 unvested performance-based restricted stock units granted 2/15/17; and (i) 2,172 unvested performance-based restricted stock units granted 2/15/17.
The shares are held by 2456779 Ontario Inc., an Ontario, Canada corporation, of which the reporting person is the sole shareholder.
Cynthia L. Hageman, Attorney in Fact
2017-02-22