0001101215-16-000292.txt : 20160219 0001101215-16-000292.hdr.sgml : 20160219 20160219160420 ACCESSION NUMBER: 0001101215-16-000292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160217 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP CENTRAL INDEX KEY: 0001101215 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 311429215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 2144943000 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEFFERNAN EDWARD J CENTRAL INDEX KEY: 0001158371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15749 FILM NUMBER: 161441865 MAIL ADDRESS: STREET 1: 17655 WATERVIEW PARKWAY CITY: DALLAS STATE: TX ZIP: 75252 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-17 0001101215 ALLIANCE DATA SYSTEMS CORP ADS 0001158371 HEFFERNAN EDWARD J 7500 DALLAS PARKWAY, SUITE 700 PLANO TX 75024 1 1 0 0 President and CEO Common Stock 2016-02-17 4 F 0 2640 191.10 D 243990 D Common Stock 2016-02-18 4 F 0 3335 198.32 D 240655 D Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. The total number of securities beneficially owned includes: (a) 182,099 unrestricted shares; (b) 1,893 unvested units from an award of 5,567 time-based restricted stock units granted 2/21/13; (c) 10,564 unvested units from an award of 31,068 performance-based restricted stock units granted 2/21/13; (d) 1,276 unvested units from an award of 3,751 time-based restricted stock units granted 2/18/14; (e) 6,914 unvested units from an award of 20,333 performance-based restricted stock units granted 2/18/14; (f) 2,556 unvested units from an award of 3,814 time-based restricted stock units granted 2/17/15; (g) 10,223 unvested units from an award of 15,257 performance-based restricted stock units granted 2/17/15; (h) 5,026 unvested time-based restricted stock units granted 2/16/16; and (i) 20,104 unvested performance-based restricted stock units granted 2/16/16. Based on the Company's EBT performance in 2015, 100% of the original award of 15,257 performance-based restricted stock units granted 2/17/15 were earned. The restrictions will lapse with respect to 5,035 units on 2/17/17 and with respect to 5,188 units on 2/20/18, subject to continued employment by the Reporting Person on the remaining vesting dates. Cynthia L. Hageman, Attorney in Fact 2016-02-19