0001101215-16-000283.txt : 20160217
0001101215-16-000283.hdr.sgml : 20160217
20160217160626
ACCESSION NUMBER: 0001101215-16-000283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160216
FILED AS OF DATE: 20160217
DATE AS OF CHANGE: 20160217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP
CENTRAL INDEX KEY: 0001101215
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 311429215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7500 DALLAS PARKWAY, SUITE 700
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 2144943000
MAIL ADDRESS:
STREET 1: 7500 DALLAS PARKWAY, SUITE 700
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEFFERNAN EDWARD J
CENTRAL INDEX KEY: 0001158371
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15749
FILM NUMBER: 161433269
MAIL ADDRESS:
STREET 1: 17655 WATERVIEW PARKWAY
CITY: DALLAS
STATE: TX
ZIP: 75252
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-02-16
0001101215
ALLIANCE DATA SYSTEMS CORP
ADS
0001158371
HEFFERNAN EDWARD J
7500 DALLAS PARKWAY, SUITE 700
PLANO
TX
75024
1
1
0
0
President and CEO
Common Stock
2016-02-16
4
A
0
5026
A
226526
D
Common Stock
2016-02-16
4
A
0
20104
A
246630
D
The new grant is for 5,026 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 1,659 units on each of 2/16/17 and 2/16/18 and on 1,708 units on 2/19/19, subject to continued employment by the Reporting Person on the vesting dates.
The new grant is for 20,104 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/16/17 and 2/16/18 and with respect to 34% of such shares on 2/19/19 contingent on meeting an EBT metric for 2016 and subject to continued employment by the Reporting Person on the vesting dates.
The total number of securities beneficially owned includes: (a) 173,834 unrestricted shares; (b) 1,893 unvested units from an award of 5,567 time-based restricted stock units granted 2/21/13; (c) 10,564 unvested units from an award of 31,068 performance-based restricted stock units granted 2/21/13; (d) 2,514 unvested units from an award of 3,751 time-based restricted stock units granted 2/18/14; (e) 13,624 unvested units from an award of 20,333 performance-based restricted stock units granted 2/18/14; (f) 3,814 unvested time-based restricted stock units granted 2/17/15; (g) 15,257 unvested performance-based restricted stock units granted 2/17/15; (h) the new grant for 5,026 time-based restricted stock units; and (i) the new grant for 20,104 performance-based restricted stock units.
Cynthia L. Hageman, Attorney in Fact
2016-02-17