0001101215-11-000021.txt : 20110317 0001101215-11-000021.hdr.sgml : 20110317 20110317182225 ACCESSION NUMBER: 0001101215-11-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110315 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP CENTRAL INDEX KEY: 0001101215 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 311429215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 2144943000 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZEFTEL IVAN M CENTRAL INDEX KEY: 0001158378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15749 FILM NUMBER: 11696199 MAIL ADDRESS: STREET 1: 17655 WATERVIEW PARKWAY CITY: DALLAS STATE: TX ZIP: 75252 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-03-15 0001101215 ALLIANCE DATA SYSTEMS CORP ADS 0001158378 SZEFTEL IVAN M 7500 DALLAS PARKWAY, SUITE 700 PLANO TX 75024 0 1 0 0 EVP & Pres, Retail Credit Svcs Common Stock 2011-03-15 4 M 0 42528 24.03 A 171972 D Common Stock 2011-03-15 4 S 0 101596 79.55 D 70376 D Common Stock 2011-03-16 4 G 0 2000 0 D 68376 D Employee Stock Option (Right to Buy) 24.03 2011-03-15 4 M 0 42528 D 2013-06-23 Common Stock 42528 116430 D The total number of securities beneficially owned includes: (a) 28,593 unrestricted shares; (b) 13,464 unvested units from an award of 39,600 performance-based restricted stock units granted 2/23/09; (c) 5,005 unvested units from an award of 7,470 time-based restricted stock units granted 2/22/10; and (d) 21,314 unvested units from an award of 31,971 performance-based restricted stock units granted 2/22/10. This is an employee stock option grant that is fully vested. The total number of derivative securities beneficially owned includes: (a) an option for 42,103 shares granted 2/2/04, which is fully vested; (b) an option for 27,113 shares granted 2/3/05, which is fully vested; (c) an option for 29,859 shares granted 2/13/06, which is fully vested; and (d) an option for 17,355 shares granted 2/21/07, which is fully vested. Leigh Ann K. Epperson, Attorney in Fact 2011-03-17