0001101215-11-000021.txt : 20110317
0001101215-11-000021.hdr.sgml : 20110317
20110317182225
ACCESSION NUMBER: 0001101215-11-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110315
FILED AS OF DATE: 20110317
DATE AS OF CHANGE: 20110317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP
CENTRAL INDEX KEY: 0001101215
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 311429215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7500 DALLAS PARKWAY, SUITE 700
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 2144943000
MAIL ADDRESS:
STREET 1: 7500 DALLAS PARKWAY, SUITE 700
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SZEFTEL IVAN M
CENTRAL INDEX KEY: 0001158378
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15749
FILM NUMBER: 11696199
MAIL ADDRESS:
STREET 1: 17655 WATERVIEW PARKWAY
CITY: DALLAS
STATE: TX
ZIP: 75252
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-03-15
0001101215
ALLIANCE DATA SYSTEMS CORP
ADS
0001158378
SZEFTEL IVAN M
7500 DALLAS PARKWAY, SUITE 700
PLANO
TX
75024
0
1
0
0
EVP & Pres, Retail Credit Svcs
Common Stock
2011-03-15
4
M
0
42528
24.03
A
171972
D
Common Stock
2011-03-15
4
S
0
101596
79.55
D
70376
D
Common Stock
2011-03-16
4
G
0
2000
0
D
68376
D
Employee Stock Option (Right to Buy)
24.03
2011-03-15
4
M
0
42528
D
2013-06-23
Common Stock
42528
116430
D
The total number of securities beneficially owned includes: (a) 28,593 unrestricted shares; (b) 13,464 unvested units from an award of 39,600 performance-based restricted stock units granted 2/23/09; (c) 5,005 unvested units from an award of 7,470 time-based restricted stock units granted 2/22/10; and (d) 21,314 unvested units from an award of 31,971 performance-based restricted stock units granted 2/22/10.
This is an employee stock option grant that is fully vested.
The total number of derivative securities beneficially owned includes: (a) an option for 42,103 shares granted 2/2/04, which is fully vested; (b) an option for 27,113 shares granted 2/3/05, which is fully vested; (c) an option for 29,859 shares granted 2/13/06, which is fully vested; and (d) an option for 17,355 shares granted 2/21/07, which is fully vested.
Leigh Ann K. Epperson, Attorney in Fact
2011-03-17