0001062993-21-000799.txt : 20210202 0001062993-21-000799.hdr.sgml : 20210202 20210202160224 ACCESSION NUMBER: 0001062993-21-000799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerspach John C CENTRAL INDEX KEY: 0001321140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15749 FILM NUMBER: 21581347 MAIL ADDRESS: STREET 1: C/O CORPORATE LAW DEP'T, CITIGOUP INC. STREET 2: 388 GREENWICH STREET, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP CENTRAL INDEX KEY: 0001101215 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 311429215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3075 LOYALTY CIRCLE CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 6147294000 MAIL ADDRESS: STREET 1: 3075 LOYALTY CIRCLE CITY: COLUMBUS STATE: OH ZIP: 43219 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-02-01 0001101215 ALLIANCE DATA SYSTEMS CORP ADS 0001321140 Gerspach John C 3075 LOYALTY CIRCLE COLUMBUS OH 43219 1 0 0 0 Common Stock 10152 D Common Stock 2021-02-01 4 P 0 6000 68.4588 A 6000 I By Gerspach 2020 GST Exempt Trust The total amount of securities beneficially owned includes: (a) 5,000 unrestricted shares; and (b) 5,152 unvested restricted stock units granted 6/22/20. The shares are held by the Gerspach 2020 GST Exempt Trust, for which the Reporting Person's spouse serves as trustee. Cynthia L. Hageman, Attorney in Fact 2021-02-02