0001397635-15-000009.txt : 20151210 0001397635-15-000009.hdr.sgml : 20151210 20151210200257 ACCESSION NUMBER: 0001397635-15-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151208 FILED AS OF DATE: 20151210 DATE AS OF CHANGE: 20151210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-373-9404 MAIL ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: ONVIA COM INC DATE OF NAME CHANGE: 19991213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adelson James F CENTRAL INDEX KEY: 0001386980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35164 FILM NUMBER: 151281967 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET, SUITE 3200 CITY: TULSA STATE: OK ZIP: 74103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heyman Stephen J CENTRAL INDEX KEY: 0001386981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35164 FILM NUMBER: 151281968 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET, SUITE 3200 CITY: TULSA STATE: OK ZIP: 74103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-08 0 0001100917 ONVIA INC ONVI 0001386981 Heyman Stephen J 15 EAST 5TH STREET, SUITE 3200 TULSA OK 74103 0 0 1 0 0001386980 Adelson James F 15 EAST 5TH STREET, SUITE 3200 TULSA OK 74103 0 0 1 0 COMMON STOCK 2015-12-08 4 S 0 4663 3.56 D 1585978 I SEE FOOTNOTE #2 This transaction was executed in multiple trades at prices ranging from $3.50 to $3.5801 inclusive. The price reported above reflects the weighted average sales price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. These shares include 1,236,481 shares directly owned by Asamara, LLC, and 349,497 shares directly owned by Nadel and Gussman Energy, LLC. This is a joint filing by Stephen J. Heyman and James F. Adelson. Messrs. Heyman and Adelson are the managers of (1) Ellbar Partners Management, LLC, the sole manager of Asamara, LLC ("Asamara"), and (2) Nadel and Gussman Management, LLC, the sole manager of Nadel and Gussman Energy, LLC ("NGE"). Asamara and NGE have sole direct voting and dispositive powers over their respective shares. Messrs. Heyman and Adelson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. PAULA L SKIDMORE, ATTORNEY-IN-FACT FOR EACH OF THE REPORTING PERSONS 2015-12-10