0001397635-15-000004.txt : 20151030
0001397635-15-000004.hdr.sgml : 20151030
20151030134018
ACCESSION NUMBER: 0001397635-15-000004
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151023
FILED AS OF DATE: 20151030
DATE AS OF CHANGE: 20151030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONVIA INC
CENTRAL INDEX KEY: 0001100917
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 911859172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 509 OLIVE WAY, SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-373-9404
MAIL ADDRESS:
STREET 1: 509 OLIVE WAY, SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: ONVIA COM INC
DATE OF NAME CHANGE: 19991213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adelson James F
CENTRAL INDEX KEY: 0001386980
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35164
FILM NUMBER: 151186549
MAIL ADDRESS:
STREET 1: 15 EAST 5TH STREET, SUITE 3200
CITY: TULSA
STATE: OK
ZIP: 74103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heyman Stephen J
CENTRAL INDEX KEY: 0001386981
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35164
FILM NUMBER: 151186550
MAIL ADDRESS:
STREET 1: 15 EAST 5TH STREET, SUITE 3200
CITY: TULSA
STATE: OK
ZIP: 74103
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2015-10-23
2015-10-29
0
0001100917
ONVIA INC
ONVI
0001386981
Heyman Stephen J
15 EAST 5TH STREET, SUITE 3200
TULSA
OK
74103
0
0
1
0
0001386980
Adelson James F
15 EAST 5TH STREET, SUITE 3200
TULSA
OK
74103
0
0
1
0
COMMON STOCK
2015-10-23
4
S
0
115
4.07
D
1593884
I
See Footnote #2
COMMON STOCK
2015-10-29
4
S
0
1586
4
D
1592298
I
See Footnote #4
This transaction was executed in multiple trades at prices ranging from $4.07 to $4.09 inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
These shares include 1,236,481 shares directly owned by Asamara, LLC, and 357,403 shares directly owned by Nadel and Gussman Energy, LLC.
This transaction was executed in multiple trades at prices ranging from $4.00 to $4.09 inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
These shares include 1,236,481 shares directly owned by Asamara, LLC, and 355,817 shares directly owned by Nadel and Gussman Energy, LLC.
This is a joint filing by Stephen J. Heyman and James F. Adelson. Messrs. Heyman and Adelson are the managers of (1) Ellbar Partners Management, LLC, the sole manager of Asamara, LLC ("Asamara"), and (2) Nadel and Gussman Management, LLC, the sole manager of Nadel and Gussman Energy, LLC ("NGE"). Asamara and NGE have sole direct voting and dispositive powers over their respective shares. Messrs. Heyman and Adelson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
PAULA L SKIDMORE, ATTORNEY-IN-FACT FOR EACH OF THE REPORTING PERSONS
2015-10-30