0001397635-15-000001.txt : 20151001
0001397635-15-000001.hdr.sgml : 20151001
20151001190238
ACCESSION NUMBER: 0001397635-15-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20150928
FILED AS OF DATE: 20151001
DATE AS OF CHANGE: 20151001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONVIA INC
CENTRAL INDEX KEY: 0001100917
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 911859172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 509 OLIVE WAY, SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-373-9404
MAIL ADDRESS:
STREET 1: 509 OLIVE WAY, SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: ONVIA COM INC
DATE OF NAME CHANGE: 19991213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heyman Stephen J
CENTRAL INDEX KEY: 0001386981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35164
FILM NUMBER: 151138193
MAIL ADDRESS:
STREET 1: 15 EAST 5TH STREET, SUITE 3200
CITY: TULSA
STATE: OK
ZIP: 74103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adelson James F
CENTRAL INDEX KEY: 0001386980
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35164
FILM NUMBER: 151138194
MAIL ADDRESS:
STREET 1: 15 EAST 5TH STREET, SUITE 3200
CITY: TULSA
STATE: OK
ZIP: 74103
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-09-28
0
0001100917
ONVIA INC
ONVI
0001386981
Heyman Stephen J
15 EAST 5TH STREET, SUITE 3200
TULSA
OK
74103
0
0
1
0
0001386980
Adelson James F
15 EAST 5TH STREET, SUITE 3200
TULSA
OK
74103
0
0
1
0
COMMON STOCK
2015-09-28
4
S
0
500
4.1
D
1597739
I
SEE FOOTNOTE #1
COMMON STOCK
2015-09-28
4
S
0
200
4.05
D
1597539
I
SEE FOOTNOTE #2
COMMON STOCK
2015-09-28
4
S
0
100
4.01
D
1597439
I
SEE FOOTNOTE #3
COMMON STOCK
2015-09-28
4
S
0
3240
4
D
1594199
I
SEE FOOTNOTE #4
COMMON STOCK
2015-09-30
4
S
0
100
4.02
D
1594099
I
SEE FOOTNOTE #5
These shares include 1,236,481 shares directly owned by Asamara, LLC ("Asamara"), and 361,258 shares directly owned by Nadel and Gussman Energy, LLC ("NGE").
These shares include 1,236,481 shares directly owned by Asamara, and 361,058 shares directly owned by NGE.
These shares include 1,236,481 shares directly owned by Asamara, and 360,958 shares directly owned by NGE.
These shares include 1,236,481 shares directly owned by Asamara, and 357,718 shares directly owned by NGE.
These shares include 1,236,481 shares directly owned by Asamara, and 357,618 shares directly owned by NGE.
This is a joint filing by Stephen J. Heyman and James F. Adelson.
Messrs. Heyman and Adelson are managers of Ellbar Partners Management, LLC, the sole manager of Asamara, LLC ("Asamara").
Messrs. Heyman and Adelson are managers of Nadel and Gussman Management, LLC, the sole manager of Nadel and Gussman Energy, LLC ("NGE").
Asamara and NGE have sole direct voting and dispositive powers over their respective securities.
Messrs. Heyman and Adelson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Paula L. Skidmore, Attorney-in-Fact for each of the Reporting Persons
2015-10-01
EX-24
2
sjhpoa.txt
POWER OF ATTORNEY FOR STEPHEN J. HEYMAN
Exhibit 24.1
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents that the undersigned hereby constitutes
and appoints each of Paula L. Skidmore and C. Rene Capron signing
singly, the undersigned's true and lawful attorneys-in-fact to:
(1) execute for and on behalf of the undersigned Forms 3, 4,
and 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete
and execute any such Form 3, 4, or 5, complete and execute
any amendment or amendments thereto, and timely file such
form with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-
in-fact, may be of benefit to, in the best interest of, or
legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms
and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents
and purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby
ratifying and confirming all that each such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or
cause to be done by virtue of this power of attorney and the rights and
powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power
of Attorney to be executed as of this 2nd day of December, 2009.
Stephen J. Heyman
------------------------------------
Stephen J. Heyman
EX-24
3
jfapoa.txt
POWER OF ATTORNEY FOR JAMES F. ADELSON
Exhibit 24.2
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents that the undersigned hereby constitutes
and appoints each of Paula L. Skidmore and C. Rene Capron signing
singly, the undersigned's true and lawful attorneys-in-fact to:
(1) execute for and on behalf of the undersigned Forms 3, 4,
and 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete
and execute any such Form 3, 4, or 5, complete and execute
any amendment or amendments thereto, and timely file such
form with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-
in-fact, may be of benefit to, in the best interest of, or
legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms
and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents
and purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby
ratifying and confirming all that each such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or
cause to be done by virtue of this power of attorney and the rights and
powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power
of Attorney to be executed as of this 2nd day of December, 2009.
James F. Adelson
------------------------------------
James F. Adelson