0001397635-15-000001.txt : 20151001 0001397635-15-000001.hdr.sgml : 20151001 20151001190238 ACCESSION NUMBER: 0001397635-15-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20150928 FILED AS OF DATE: 20151001 DATE AS OF CHANGE: 20151001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-373-9404 MAIL ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: ONVIA COM INC DATE OF NAME CHANGE: 19991213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heyman Stephen J CENTRAL INDEX KEY: 0001386981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35164 FILM NUMBER: 151138193 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET, SUITE 3200 CITY: TULSA STATE: OK ZIP: 74103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adelson James F CENTRAL INDEX KEY: 0001386980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35164 FILM NUMBER: 151138194 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET, SUITE 3200 CITY: TULSA STATE: OK ZIP: 74103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-09-28 0 0001100917 ONVIA INC ONVI 0001386981 Heyman Stephen J 15 EAST 5TH STREET, SUITE 3200 TULSA OK 74103 0 0 1 0 0001386980 Adelson James F 15 EAST 5TH STREET, SUITE 3200 TULSA OK 74103 0 0 1 0 COMMON STOCK 2015-09-28 4 S 0 500 4.1 D 1597739 I SEE FOOTNOTE #1 COMMON STOCK 2015-09-28 4 S 0 200 4.05 D 1597539 I SEE FOOTNOTE #2 COMMON STOCK 2015-09-28 4 S 0 100 4.01 D 1597439 I SEE FOOTNOTE #3 COMMON STOCK 2015-09-28 4 S 0 3240 4 D 1594199 I SEE FOOTNOTE #4 COMMON STOCK 2015-09-30 4 S 0 100 4.02 D 1594099 I SEE FOOTNOTE #5 These shares include 1,236,481 shares directly owned by Asamara, LLC ("Asamara"), and 361,258 shares directly owned by Nadel and Gussman Energy, LLC ("NGE"). These shares include 1,236,481 shares directly owned by Asamara, and 361,058 shares directly owned by NGE. These shares include 1,236,481 shares directly owned by Asamara, and 360,958 shares directly owned by NGE. These shares include 1,236,481 shares directly owned by Asamara, and 357,718 shares directly owned by NGE. These shares include 1,236,481 shares directly owned by Asamara, and 357,618 shares directly owned by NGE. This is a joint filing by Stephen J. Heyman and James F. Adelson. Messrs. Heyman and Adelson are managers of Ellbar Partners Management, LLC, the sole manager of Asamara, LLC ("Asamara"). Messrs. Heyman and Adelson are managers of Nadel and Gussman Management, LLC, the sole manager of Nadel and Gussman Energy, LLC ("NGE"). Asamara and NGE have sole direct voting and dispositive powers over their respective securities. Messrs. Heyman and Adelson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Paula L. Skidmore, Attorney-in-Fact for each of the Reporting Persons 2015-10-01 EX-24 2 sjhpoa.txt POWER OF ATTORNEY FOR STEPHEN J. HEYMAN Exhibit 24.1 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby constitutes and appoints each of Paula L. Skidmore and C. Rene Capron signing singly, the undersigned's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney- in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 2nd day of December, 2009. Stephen J. Heyman ------------------------------------ Stephen J. Heyman EX-24 3 jfapoa.txt POWER OF ATTORNEY FOR JAMES F. ADELSON Exhibit 24.2 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby constitutes and appoints each of Paula L. Skidmore and C. Rene Capron signing singly, the undersigned's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney- in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 2nd day of December, 2009. James F. Adelson ------------------------------------ James F. Adelson