0001209191-17-046704.txt : 20170731 0001209191-17-046704.hdr.sgml : 20170731 20170731170029 ACCESSION NUMBER: 0001209191-17-046704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170727 FILED AS OF DATE: 20170731 DATE AS OF CHANGE: 20170731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALPERT IRVINE N CENTRAL INDEX KEY: 0001213299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35164 FILM NUMBER: 17993626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-373-9404 MAIL ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: ONVIA COM INC DATE OF NAME CHANGE: 19991213 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-27 1 0001100917 ONVIA INC ONVI 0001213299 ALPERT IRVINE N 509 OLIVE WAY, SUITE 400 SEATTLE WA 98101 0 0 0 1 Former Executive VP Common Stock 2017-07-27 4 S 0 2 4.25 D 68662 D Common Stock 2017-07-28 4 S 0 21996 4.25 D 46666 D Stock Option Grant (right to buy) 3.00 2017-07-27 4 M 0 2 0.00 D 2017-08-31 Common Stock 2 0 D Stock Option Grant (right to buy) 3.00 2017-07-28 4 M 0 21996 0.00 D 2017-08-31 Common Stock 21996 0 D This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests as follows: 1/5th of the original number of options on the first anniversary of the date of grant and 1/48th of the original number of options at the end of each month thereafter so long as the reporting person remains an employee of Onvia. Upon the reporting person's termination of employment on May 30, 2017, the 2008 Equity Incentive Plan provides that the reporting person has 3 months to exercise any outstanding exercisable options. /s/ Amy Osler, Attorney-in-Fact for Irvine N. Alpert 2017-07-31