0001209191-17-033368.txt : 20170517 0001209191-17-033368.hdr.sgml : 20170517 20170517182607 ACCESSION NUMBER: 0001209191-17-033368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170516 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-373-9404 MAIL ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: ONVIA COM INC DATE OF NAME CHANGE: 19991213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riner Henry CENTRAL INDEX KEY: 0001502163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35164 FILM NUMBER: 17853044 MAIL ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-16 1 0001100917 ONVIA INC ONVI 0001502163 Riner Henry 509 OLIVE WAY, SUITE 400 SEATTLE WA 98101 0 0 0 1 Former Pres/CEO Common Stock 2017-05-16 4 M 0 180000 2.96 A 187100 D Common Stock 2017-05-16 4 M 0 12750 3.54 A 199850 D Common Stock 2017-05-16 4 F 0 128431 4.50 D 71419 D Stock Option Grant (right to buy) 2.96 2017-05-16 4 M 0 180000 0.00 D 2020-10-04 Common Stock 180000 0 D Stock Option Grant (right to buy) 3.54 2017-05-16 4 M 0 12750 0.00 D 2023-01-24 Common Stock 12750 2250 D This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests as follows: 1/5th of the original number of options on the first anniversary of the date of grant and 1/60th of the original number of options at the end of each month thereafter so long as the reporting person remains an employee of Onvia. /s/ Amy Osler, Attorney-in-Fact for Henry G. Riner 2017-05-17