0001209191-17-006560.txt : 20170201
0001209191-17-006560.hdr.sgml : 20170201
20170201111803
ACCESSION NUMBER: 0001209191-17-006560
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170130
FILED AS OF DATE: 20170201
DATE AS OF CHANGE: 20170201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONVIA INC
CENTRAL INDEX KEY: 0001100917
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 911859172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 509 OLIVE WAY, SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-373-9404
MAIL ADDRESS:
STREET 1: 509 OLIVE WAY, SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: ONVIA COM INC
DATE OF NAME CHANGE: 19991213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mann Russell
CENTRAL INDEX KEY: 0001299668
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35164
FILM NUMBER: 17563660
MAIL ADDRESS:
STREET 1: C/O ONVIA, INC.
STREET 2: 509 OLIVE WAY, SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-30
0
0001100917
ONVIA INC
ONVI
0001299668
Mann Russell
509 OLIVE WAY, SUITE 400
SEATTLE
WA
98101
1
1
0
0
President and CEO
Common Stock
2017-01-30
4
A
0
25000
4.45
A
25000
D
Common Stock
2017-01-30
4
A
0
50000
0.00
A
75000
D
Common Stock
2017-01-30
4
A
0
25000
0.00
A
100000
D
Stock Option Grant (right to buy)
4.45
2017-01-30
4
A
0
225000
0.00
A
2021-01-30
Common Stock
225000
225000
D
Restricted stock award requiring continuous employment through 7/30/2017 for vesting.
Restricted Stock Units are convertible into common stock on a 1 for 1 basis after vesting. These Restricted Stock Units vest on January 30, 2018 provided the reporting person remains an employee of Onvia through such date.
Subject to continuing employment with Onvia through the vesting date:(i) 100,000 options will vest and become exercisable over three years - with 33,334 options vesting and becoming exercisable on January 30, 2017 and 2,777.75 options vesting and becoming exercisable on the last day of each subsequent month; (ii) 75,000 options will vest and become exercisable based on achievement of operating profit and/or revenue goals established in 2017 and (iii) 50,000 options will vest and become exercisable based on attainment of total shareholder return goals established in 2017.
/s/ Amy Osler, Attorney-in-Fact for Russell Mann
2017-02-01