-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C9Mzbn7SWB0to5N59uTMVwEpQ58dJFnCsbH8TN522p6PeDBXPXC09glnGYwKkIuL EkHpTJfZlzGkIlOlvSG1Lg== 0001100682-02-000105.txt : 20021021 0001100682-02-000105.hdr.sgml : 20021021 20021021163729 ACCESSION NUMBER: 0001100682-02-000105 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021021 FILED AS OF DATE: 20021021 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BERTHOUX CHRISTOPHER CENTRAL INDEX KEY: 0001199981 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 251 BALLARDVALE ST CITY: WILMINGTON STATE: MA ZIP: 01887 MAIL ADDRESS: STREET 1: 251 BALLARDVALE ST CITY: WILMINGTON STATE: MA ZIP: 01887 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES RIVER LABORATORIES INTERNATIONAL INC CENTRAL INDEX KEY: 0001100682 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 061397316 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15943 FILM NUMBER: 02794103 BUSINESS ADDRESS: STREET 1: 261 BALLARDVALE STREET CITY: WILMINGTON STATE: MA ZIP: 01867 BUSINESS PHONE: 9786586000 MAIL ADDRESS: STREET 1: 251 BALLARDVALE ST CITY: WILMINGTON STATE: MA ZIP: 01887 FORMER COMPANY: FORMER CONFORMED NAME: CHARLES RIVER LABORATORIES HOLDINGS INC DATE OF NAME CHANGE: 19991208 3 1 cb3oct2102.txt CB FORM 3 10-21-02 1. Name and Address of Reporting Person BERTHOUX, CHRISTOPHE 251 Ballardvale Street Wilmington, MA 01887 USA 2. Date of Event Requiring Statement (Month/Day/Year) 10/11/2002 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Charles River Laboratories Int'l., Inc (CRL) 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) OFFICERS 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Beneficially Owned
+------------------------------------------+----------------------+----------------+-----------------------------------------------+ |1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect Beneficial Ownership | | | Securities | Form: | | | | Beneficially Owned | Direct(D) or | | | | | Indirect(I) | | +------------------------------------------+----------------------+----------------+-----------------------------------------------+ Common Stock 23752 D Restricted Stock Award 3000 D
TABLE II -- Derivative Securities Beneficially Owned
+-----------------------+---------------------+---------------------------------+----------+-------------+-------------------------+ |1.Title of Derivative |2.Date Exercisable |3.Title and Amount of Securities |4.Conver- |5.Ownership |6. Nature of Indirect | | Security | and Expiration Date| Underlying Derivative | sion or | Form of | Beneficial Ownership | | | (Month/Day/Year) | Security | Exercise | Derivative | | | +----------+----------+-----------------------+---------+ Price of | Security: | | | | Date | Expira- | |Amount or| Deri- | Direct(D) or| | | | Exer- | tion | Title |Number of| vative | Indirect(I) | | | | cisable | Date | |Shares | Security | | | +-----------------------+----------+----------+-----------------------+---------+----------+-------------+-------------------------+ Stock Options (Right to 12/31/2000 09/29/2009 Common Stock 22529 $5.33 D buy) Stock Options (Right to 09/29/2000 09/29/2009 Common Stock 1011 $5.33 D buy) Stock Options (Right to 06/23/2001 10/21/2012 Common Stock 6500 $16 D buy) Stock Options (Right to 08/01/2002 08/01/2011 Common Stock 5887 $31.97 D buy) Stock Options (Right to 08/01/2002 08/01/2011 Common Stock 7213 $31.97 D buy) Stock Options (Right to 07/15/2003 07/15/2012 Common Stock 15590 $32.15 D buy) Stock Options (Right to 07/15/2005 07/15/2012 Common Stock 3110 $32.15 D buy) Explanation of Responses: Options became exercisable between December 31, 2000 and December 31, 2001 Options became exercisable between September 29, 2000 and September 29, 2002 Options vest on a 3 year schedule beginning June 23, 2001 The options vest on a 3 year schedule beginning on August 1,2002 The options vest on a 3 year schedule beginning on July 15, 2003
SIGNATURE OF REPORTING PERSON /s/ CHRISTOPHE BERTHOUX DATE 10/21/2002 -----END PRIVACY-ENHANCED MESSAGE-----